DFX Intelligence

D••• A••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

D••• A••••• P••••••

Advisor at W••••• T•••• A•••••••

Bluffton, SC | IRVINE, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• T•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• T•••• A•••••••	Independent wealth	Oct 15, 2015	n/a	yes	IRVINE, CA\|Bluffton, SC	Current employment
S•••••••• R•••••••• C•••••• M••••••••• L••	Independent wealth	Aug 27, 2014	Oct 6, 2015	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• R•••••••• C•••••• M••••••••• L••	W••••• T•••• A•••••••	Oct 6, 2015	Oct 15, 2015	9	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
144069:168907:CA:2015-10-06	Oct 6, 2015	Oct 15, 2015	NEWPORT BEACH, CA	Firm change

Relationships

Registered with (2)

→ W••••• T•••• A•••••••Registered adviserregistration: current employment
Oct 15, 2015 to presentfactForm ADV
→ S•••••••• R•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2014 to Oct 6, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 27, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.