DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTH TEAMS ALLIANCE

WEALTH TEAMS ALLIANCE INC., CRD 168907

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dae6da5e-8a04-02b2-7468-3c21c595bdb3

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 0
Observed: Dec 3, 2021 to Sep 16, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $224MItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $224M
Private client RAUM: $216MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $18.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 27
Advisory employees: 12
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 985
Individual clients: 760
High net worth clients: 52
SEC number: 801-122977
CRD: 168907
Filings on the tape: 12
First filed: Dec 3, 2021
Latest filed: Sep 16, 2026
Organised: Corporation, CA
Website: wealth-teams.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DANE ANDREW PETCHUL	n/a	Bluffton, SC \| IRVINE, CA	10	12	1	no
SHANNON JASON BLACK	n/a	IRVINE, CA \| Spicewood, TX	10	22	n/a	no
GUY EUGENE BAKER	Certified Financial Planner\|Chartered Financial Consultant	IRVINE, CA	9	47	5	no
JOSHUA ORONCE	n/a	IRVINE, CA	5	12	2	no
Keith Conley	Certified Financial Planner	IRVINE, CA	2	13	1	no
MICHAEL DEAN TAYLOR	n/a	Corbett, OR \| IRVINE, CA	1	41	7	no
JONATHON PAUL SOUCIER	n/a	Irvine, CA \| IRVINE, CA	1	16	4	no
TIMOTHY EDWARD LATIMER	n/a	IRVINE, CA	1	11	n/a	no
Andrea Zilli	Chartered Financial Analyst	IRVINE, CA \| MONTCLAIR, NJ \| Weehawken, NJ	1	19	4	no
JAE SEON LEE	n/a	Rancho Palos Verdes, CA	0	18	2	no
MICHAEL FRANCIS ALONGI	n/a	Irvine, CA \| IRVINE, CA	0	16	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, GUY, EUGENE	MANAGING MEMBER	E	yes	12/2016	Dec 3, 2021	Dec 2, 2024
MILLION, GARY, EDWIN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2017	Dec 3, 2021	Dec 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASSOCIATES IN INSURANCE CONCEPT SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
BAKER MOUNTFORD INSURANCE SERVICES	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Ontario	CA	United States	1	no
Wichita	Ks	United States	1	no
Bluffton	Sc	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$224M	$224M	27	12	7	n/a	n/a
2024	Mar 29, 2025	$206M	$206M	26	10	5	n/a	n/a
2023	Mar 29, 2024	$199M	$199M	26	10	8	n/a	n/a
2022	Mar 31, 2023	$159M	$159M	13	12	8	n/a	n/a
2021	Apr 1, 2022	$247M	$247M	25	15	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	8.3%	0	0	0	4	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$224M	$206M	8.9%	$159M	12.1%	27	26	7	5

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PARK AVENUE SECURITIES LLC	2	Jun 3, 2020	Jan 1, 2025	IRVINE, CA	Team lift out	Ibd to RIA	0.2%
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC	2	Oct 6, 2015	Jan 5, 2026	NEWPORT BEACH, CA	Team lift out	Other	16.7%

Relationships

Registered with (18)

← Andrea ZilliAdvisorregistration: current employment
Feb 19, 2026 to presentfactForm ADV
← MICHAEL FRANCIS ALONGIAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← JAE SEON LEEAdvisorregistration: previous registration
Aug 9, 2018 to Dec 2, 2024factForm ADV
← LANCE RAYMOND HOWARDAdvisorregistration: current employment
Sep 12, 2025 to presentfactForm ADV
← JONATHON PAUL SOUCIERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← TIMOTHY EDWARD LATIMERAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHAEL DEAN TAYLORAdvisorregistration: current employment
Dec 5, 2024 to presentfactForm ADV
← Keith ConleyAdvisorregistration: current employment
Jan 3, 2024 to presentfactForm ADV
← JOSHUA ORONCEAdvisorregistration: current employment
Jul 30, 2021 to presentfactForm ADV
← GUY EUGENE BAKERAdvisorregistration: current employment
Jan 25, 2017 to presentfactForm ADV
← SHANNON JASON BLACKAdvisorregistration: current employment
Aug 19, 2016 to presentfactForm ADV
← DANE ANDREW PETCHULAdvisorregistration: current employment
Oct 15, 2015 to presentfactForm ADV
← Aaron Robert HarwoodAdvisorregistration: previous registration
May 7, 2024 to Nov 6, 2025factForm ADV
← Renee Grace FaisonAdvisorregistration: previous registration
Aug 1, 2017 to Jan 21, 2021factForm ADV
← MICHAEL PAUL BENNITTAdvisorregistration: previous registration
Jun 18, 2019 to Mar 23, 2020factForm ADV
← GARY MICHAEL SMITHAdvisorregistration: previous registration
May 8, 2015 to Mar 2, 2017factForm ADV
← DAVID THOMAS CARSONAdvisorregistration: previous registration
Jun 30, 2015 to Mar 2, 2017factForm ADV
← JAMES HENRY MORGANAdvisorregistration: previous registration
Sep 12, 2014 to Feb 25, 2016factForm ADV

Moved with (2)

← SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Oct 6, 2015 to Jan 5, 2026factForm ADV
← PARK AVENUE SECURITIES LLCRegistered adviser2 advisors, team lift out
Jun 3, 2020 to Jan 1, 2025factForm ADV

Controls (2)

← BAKER, GUY, EUGENEOwnerMANAGING MEMBER, ownership code E, individual
Dec 3, 2021 to Dec 2, 2024factForm ADV
← MILLION, GARY, EDWINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 3, 2021 to Dec 2, 2024factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
Aaron Robert Harwood left Wealth Teams Alliance for Great Valley Advisor Group, Llc (registered 2025-11-07)
Form ADVobserved 5 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Wealth Teams Alliance reported RAUM $158.9M, down 43% from $277.6M (2022-12-22 to 2023-03-31)
Form ADVobserved 5 days ago
$-119M
Occurred
Dec 3, 2021
First Form ADV filing
Wealth Teams Alliance filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dae6da5e-8a04-02b2-7468-3c21c595bdb3
First observed: Dec 3, 2021
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH TEAMS ALLIANCE

WEALTH TEAMS ALLIANCE INC., CRD 168907

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dae6da5e-8a04-02b2-7468-3c21c595bdb3

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DANE ANDREW PETCHUL

n/a

Bluffton, SC | IRVINE, CA

SHANNON JASON BLACK

n/a

IRVINE, CA | Spicewood, TX

n/a

GUY EUGENE BAKER

Certified Financial Planner|Chartered Financial Consultant

IRVINE, CA

JOSHUA ORONCE

n/a

IRVINE, CA

Keith Conley

Certified Financial Planner

IRVINE, CA

MICHAEL DEAN TAYLOR

n/a

Corbett, OR | IRVINE, CA

JONATHON PAUL SOUCIER

n/a

Irvine, CA | IRVINE, CA

TIMOTHY EDWARD LATIMER

n/a

IRVINE, CA

n/a

Andrea Zilli

Chartered Financial Analyst

IRVINE, CA | MONTCLAIR, NJ | Weehawken, NJ

JAE SEON LEE

n/a

Rancho Palos Verdes, CA

MICHAEL FRANCIS ALONGI

n/a

Irvine, CA | IRVINE, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, GUY, EUGENE

MANAGING MEMBER

yes

12/2016

Dec 3, 2021

Dec 2, 2024

MILLION, GARY, EDWIN

CHIEF COMPLIANCE OFFICER

yes

01/2017

Dec 3, 2021

Dec 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASSOCIATES IN INSURANCE CONCEPT SERVICES, INC.

n/a

yes

n/a

BAKER MOUNTFORD INSURANCE SERVICES

n/a

City

State

Country

Employees

Also broker-dealer

Ontario

United States

Wichita

United States

Bluffton

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$224M

n/a

2024

Mar 29, 2025

$206M

n/a

2023

Mar 29, 2024

$199M

n/a

2022

Mar 31, 2023

$159M

n/a

2021

Apr 1, 2022

$247M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

8.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$224M

$206M

8.9%

$159M

12.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PARK AVENUE SECURITIES LLC

Jun 3, 2020

Jan 1, 2025

IRVINE, CA

Team lift out

Ibd to RIA

0.2%

SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC

Oct 6, 2015

Jan 5, 2026

NEWPORT BEACH, CA

Team lift out

Other

16.7%