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RIA / WealthAdvisor39 years in industry

ROBERT CLARK SMITH

Advisor at RCS WEALTH MANAGEMENT

CENTENNIAL, CO

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Search this name across graphsid dfx:ria:19aaeb80-bcaf-caac-8cd3-ad2d4950159e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 21, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RCS WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 14, 1987
First registration: Jan 21, 2015
Dual registered: no
Other names: BOB SMITH|ROBERT C SMITH
IAPD individual key: 1578452

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RCS WEALTH MANAGEMENT	State registered	Jan 9, 2026	n/a	yes	CENTENNIAL, CO	Current employment
MARIPAU WEALTH MANAGEMENT LLC	Independent wealth	Sep 29, 2022	Jul 26, 2024	no	FORT WAYNE, IN\|Centennial, CO	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Oct 4, 2016	Sep 29, 2022	no	Denver, CO\|WHEATON, IL\|Denver, CO\|Centennial, CO	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jan 21, 2015	Oct 4, 2016	no	Denver, CO\|DENVER, CO\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARIPAU WEALTH MANAGEMENT LLC	RCS WEALTH MANAGEMENT	Jul 26, 2024	Jan 9, 2026	532	Firm change after gap	RIA to state RIA
BROOKSTONE CAPITAL MANAGEMENT LLC	MARIPAU WEALTH MANAGEMENT LLC	Sep 29, 2022	Sep 29, 2022	0	Firm change	RIA to RIA
HORTER INVESTMENT MANAGEMENT, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Oct 4, 2016	Oct 4, 2016	0	Firm change	Other

Relationships

Registered with (4)

→ RCS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ MARIPAU WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 29, 2022 to Jul 26, 2024factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Oct 4, 2016 to Sep 29, 2022factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 21, 2015 to Oct 4, 2016factForm ADV

Dated events

Occurred
Jul 26, 2024
Advisor changed firm
Robert Clark Smith left Maripau Wealth Management Llc for Rcs Wealth Management (registered 2026-01-09)
Form ADVobserved 3 days ago
Occurred
Sep 29, 2022
Advisor changed firm
Robert Clark Smith left Brookstone Capital Management Llc for Maripau Wealth Management Llc (registered 2022-09-29)
Form ADVobserved 3 days ago