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Advisor at GROSS INVESTMENTS LLC
Rocky River, OH | VALLEY CITY, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GROSS INVESTMENTS LLC | State registered | Nov 18, 2020 | n/a | yes | VALLEY CITY, OH|Rocky River, OH | Current employment |
| WESTPOINT WEALTH MANAGEMENT, LLC | Independent wealth | Oct 14, 2020 | Feb 28, 2022 | no | BEREA, OH | Previous registration |
| AMFG WEALTH MANAGEMENT LLC | State registered | Sep 11, 2019 | Nov 3, 2020 | no | WESTLAKE, OH|Berea, OH | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 28, 2017 | Sep 13, 2019 | no | BEREA, OH | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Oct 11, 2016 | Mar 27, 2017 | no | ROCKY RIVER, OH|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTPOINT WEALTH MANAGEMENT, LLC | GROSS INVESTMENTS LLC | Feb 28, 2022 | Nov 18, 2020 | -467 | Firm change after gap | RIA to state RIA |
| AMFG WEALTH MANAGEMENT LLC | WESTPOINT WEALTH MANAGEMENT, LLC | Nov 3, 2020 | Oct 14, 2020 | -20 | Firm change | Other |
| CETERA ADVISOR NETWORKS LLC | AMFG WEALTH MANAGEMENT LLC | Sep 13, 2019 | Sep 11, 2019 | -2 | Firm change | Ibd to state RIA |
| AMERITAS ADVISORY SERVICES | CETERA ADVISOR NETWORKS LLC | Mar 27, 2017 | Feb 28, 2017 | -27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 292160:310883:OH:2020-11-03 | Nov 3, 2020 | Oct 14, 2020 | BEREA, OH | Firm change |
| 13572:292160:OH:2019-09-13 | Sep 13, 2019 | Sep 11, 2019 | BEREA, OH | Firm change |