DFX Intelligence

H•••• E••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor33 years in industry

H•••• E••••• L••••••

Advisor at H•••• L•••••• T•• • R••••••••• P•••••••

SANTA ROSA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19c47372-f037-fee6-ffd0-18fa1f583484

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••• L•••••• T•• • R••••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 5, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••• L•••••• T•• • R••••••••• P•••••••	State registered	Aug 15, 2025	n/a	yes	SANTA ROSA, CA	Current employment
P•••••• P••••••• S••••••••• I•••	n/a	Jan 6, 2005	Feb 23, 2007	no	CITRUS HEIGHTS, CA\|CARMICHAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P••••••• S••••••••• I•••	H•••• L•••••• T•• • R••••••••• P•••••••	Feb 23, 2007	Aug 15, 2025	6,748	Firm change after gap	Other
P••••••••• S••••••••• C•••••••••	P•••••• P••••••• S••••••••• I•••	Feb 28, 2005	Jan 6, 2005

Relationships

Registered with (4)

→ H•••• L•••••• T•• • R••••••••• P•••••••Registered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ P•••••• P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 6, 2005 to Feb 23, 2007factForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 12, 2002 to Feb 28, 2005factForm ADV
→ B••••• • Y•••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19c47372-f037-fee6-ffd0-18fa1f583484
First observed: Jun 21, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.