RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• E••••• L••••••
- H•••• L•••••• T•• • R••••••••• P••••••• state registered currentsince Aug 15, 2025 · Santa Rosa, Ca
- P•••••• P••••••• S••••••••• I••• unclassifiedJan 6, 2005 to Feb 23, 2007 · Citrus Heights, Ca
- P••••••••• S••••••••• C••••••••• independent RIADec 12, 2002 to Feb 28, 2005 · Windsor, Ca
- B••••• • Y•••• A•••••••• I••• formerJun 21, 2001 to Dec 20, 2002 · Folsom, Ca
- P•••••• P••••••• S••••••••• I••• to H•••• L•••••• T•• • R••••••••• P•••••••left Feb 23, 2007, registered Aug 15, 2025 (6748 days) · Other
- P••••••••• S••••••••• C••••••••• to P•••••• P••••••• S••••••••• I•••left Feb 28, 2005, registered Jan 6, 2005 (-53 days) · Other
- B••••• • Y•••• A•••••••• I••• to P••••••••• S••••••••• C•••••••••left Dec 20, 2002, registered Dec 12, 2002 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address