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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ROGUE INVESTMENT MANAGEMENT, LLC

CRD 333265

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19c57fa3-170e-385d-13ff-31f9ccd63693

Data as of Nov 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Nov 25, 2024 to Nov 25, 2024
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Rogue Investment Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.0MItem 5.F on the latest filing (2024-11-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $35.0M
Private client RAUM: $30.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
High net worth clients: 50
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $38.0Mgross asset value as reported per fund; never fund size
Custody, client assets: $35.0M
SEC number: 801-131696
CRD: 333265
Filings on the tape: 1
First filed: Nov 25, 2024
Latest filed: Nov 25, 2024
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	First reported	Status	Form D file
ROGUE VENTURE PARTNERS FUND III, LP	Venture Capital Fund	$20.0M	Dec 20, 2024	Nov 25, 2024	reported	021-305953
ROGUE VENTURE PARTNERS FUND IV, LP	Venture Capital Fund	$15.0M	Dec 20, 2024	Nov 25, 2024	reported	n/a
OREGON STATE VENTURE FUND I, LP	Venture Capital Fund	$3.0M	Dec 20, 2024	Nov 25, 2024	reported	021-258510

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Sperry, Tomas, Leavenworth Coleman	Owner	E	yes	01/2015	Nov 25, 2024	Nov 25, 2024
Stoll, Adam	Cco	Na	no	01/2015	Nov 25, 2024	Nov 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROGUE VENTURE PARTNERS II, LLC	n/a	n/a	n/a	N	yes	n/a
ROGUE VENTURE PARTNERS III, LLC	n/a	n/a	n/a	N	yes	n/a
ROGUE VENTURE PARTNERS IV, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FERNANDINA BEACH	FL	United States	0	no

Relationships

Advises (3)

→ ROGUE VENTURE PARTNERS FUND IV, LPPrivate fundVenture Capital Fund, ERA
Nov 25, 2024 to presentfactForm ADV
→ ROGUE VENTURE PARTNERS FUND III, LPPrivate fundVenture Capital Fund, ERA
Nov 25, 2024 to presentfactForm ADV
→ OREGON STATE VENTURE FUND I, LPPrivate fundVenture Capital Fund, ERA
Nov 25, 2024 to presentfactForm ADV

Controls (1)

← Sperry, Tomas, Leavenworth ColemanOwnerOWNER, ownership code E, individual
Nov 25, 2024 to presentfactForm ADV

Owns (1)

← Stoll, AdamOwnerCCO, ownership code NA, individual
Nov 25, 2024 to presentfactForm ADV

Dated events

Occurred
Nov 25, 2024
First Form ADV filing
Rogue Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19c57fa3-170e-385d-13ff-31f9ccd63693
First observed: Nov 25, 2024
Last observed: Nov 25, 2024 22 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROGUE INVESTMENT MANAGEMENT, LLC

CRD 333265

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19c57fa3-170e-385d-13ff-31f9ccd63693

Data as of Nov 25, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ROGUE VENTURE PARTNERS FUND III, LP

Venture Capital Fund

$20.0M

Dec 20, 2024

Nov 25, 2024

reported

021-305953

ROGUE VENTURE PARTNERS FUND IV, LP

Venture Capital Fund

$15.0M

Dec 20, 2024

Nov 25, 2024

reported

n/a

OREGON STATE VENTURE FUND I, LP

Venture Capital Fund

$3.0M

Dec 20, 2024

Nov 25, 2024

reported

021-258510

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Sperry, Tomas, Leavenworth Coleman

Owner

yes

01/2015

Nov 25, 2024

Stoll, Adam

Cco

01/2015

Nov 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROGUE VENTURE PARTNERS II, LLC

n/a

yes

n/a

ROGUE VENTURE PARTNERS III, LLC

n/a

yes

n/a

ROGUE VENTURE PARTNERS IV, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

FERNANDINA BEACH

United States