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Former SEC-registered adviser

R•••• I••••••••• M••••••••• L••

Former SEC-registered adviserCRD 333265SEC 801-131696IAPD
Latest filing Nov 25, 2024
First filing on the tape Nov 25, 2024 · 1 filings
RAUM
$35.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
86%
$30.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
$38.0M gross assets
History
1 filings and snapshots on the tape
RAUM: $35.0M
HNW client RAUM: $30.0M
State-registered IARs (5.B.3): 0
Employees (5.A): 0
Private funds: 3
Practice profile
derived from the filing of Nov 25, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$600,000derivedHNW RAUM over HNW clients
Average account
$7.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$30.0M100%
Individual clients
n/areported
HNW clients
50reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••• V•••••• P••••••• F••• I••• L•Venture Capital Fund$20.0M0Nov 25, 2024
      R•••• V•••••• P••••••• F••• I•• L•Venture Capital Fund$15.0M0Nov 25, 2024
      O••••• S•••• V•••••• F••• I• L•Venture Capital Fund$3.0M0Nov 25, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • S•••••• T••••• L••••••••• C•••••• · Ownercontrol
        since 01/2015 · owns 75% or more
      • S••••• A••• · Cco
        since 01/2015 · owns less than 5%
      Related persons
      Schedule D 7.A
      • R•••• V•••••• P••••••• I•• L••
        pooled vehicle sponsorn
      • R•••• V•••••• P••••••• I••• L••
        pooled vehicle sponsorn
      • R•••• V•••••• P••••••• I•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Fernandina Beach, FL
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • R•••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 25, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      roguevp.comreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026