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Advisor at CETERA INVESTMENT ADVISERS LLC
Montville, NJ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | NEW YORK, NY|Montville, NJ | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Dec 10, 2024 | Sep 5, 2025 | no | New York, NY|Parsippany, NJ|DALLAS, TX | Previous registration |
| SEASONS OF ADVICE WEALTH MANAGEMENT | Independent wealth | Aug 7, 2024 | Dec 11, 2024 | no | NEW YORK, NY | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Dec 18, 2023 | Feb 27, 2024 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| SEASONS OF ADVICE WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES | Dec 11, 2024 | Dec 10, 2024 | -1 | Firm change | RIA to ibd |
| AVANTAX ADVISORY SERVICES | SEASONS OF ADVICE WEALTH MANAGEMENT | Feb 27, 2024 | Aug 7, 2024 | 162 | Firm change | Ibd to RIA |