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SOA WEALTH ADVISORS, LLC, CRD 310448
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MARK DORFMAN | n/a | New York, NY | 5 | 24 | 2 | no |
| CHARLES HAMOWY | Certified Financial Planner | New York, NY | 5 | 36 | 2 | no |
| PRESTON PAUL FORMAN | Certified Financial Planner | New York, NY | 5 | 24 | 2 | no |
| SALLY LAURA HYMAN | n/a | New York, NY | 5 | 39 | 3 | no |
| CHRISTOPHER SAL CONIGLIARO | Certified Financial Planner | New York, NY | 5 | 31 | 2 | no |
| STEVEN JOHN TROCCOLI | Chartered Financial Consultant | New York, NY | 5 | 30 | 1 | no |
| MUHAMMAD SAAD TAHIR | n/a | New York, NY | 5 | 19 | 2 | no |
| Akil Marlon Lamy | n/a | NEW YORK, NY | 4 | 14 | 2 | no |
| JOYCE ZHANG | n/a | NEW YORK, NY | 4 | 11 | 1 | no |
| Michael Alan Strassmann | Certified Financial Planner | NEW YORK, NY | 3 | 10 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CONIGLIARO, CHRISTOPHER, SAL | Member | Na | yes | 09/2020 | Mar 30, 2026 | Mar 30, 2026 |
| FOCUS OPERATING, LLC | Member | E | yes | 09/2020 | Mar 30, 2026 | Mar 30, 2026 |
| HAMOWY, CHARLES | MEMBER AND CCO | Na | yes | 09/2020 | Mar 30, 2026 | Mar 30, 2026 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER, CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 29, 2023 | Sep 6, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | Member | E | yes | 07/2018 | Sep 9, 2020 | Sep 6, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Sep 9, 2020 | Sep 6, 2024 |
| WOOLF, MATTHEW, ALEXANDER | Member | Na | yes | 09/2020 | Sep 9, 2020 | Sep 6, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FOCUS RISK SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| SEASONS OF ADVICE INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $1.2B | $1.1B | 20 | 12 | 2 | n/a | n/a |
| 2024 | Mar 28, 2025 | $1.1B | $1.0B | 21 | 12 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $932M | $888M | 20 | 12 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $789M | $751M | 20 | 10 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $944M | $902M | 19 | 9 | 0 | n/a | n/a |
| 2020 | Mar 25, 2021 | $805M | $770M | 18 | 9 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.2B | $1.1B | 14.7% | $789M | 15.5% | 20 | 21 | 2 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SEASONS OF ADVICE WEALTH MANAGEMENT, LLC | 7 | Nov 2, 2020 | Nov 13, 2020 | NEW YORK, NY | Firm absorbed | RIA to new firm | 100.0% |