DFX Intelligence

S•••• L••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)19 years in industry

S•••• L••• T••••••

Advisor at C••••••••• W•••••• L••

Overland Park, KS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:19d426af-a59c-9b9e-350a-3e63c0177291

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 26, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Aug 14, 2026	n/a	yes	OVERLAND PARK, KS\|Overland Park, KS	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Mar 24, 2022	Jul 17, 2026	no	GREENWOOD VILLAGE, CO\|OLATHE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	C••••••••• W•••••• L••	Jul 17, 2026	Aug 14, 2026	28	Firm change	Ibd to RIA
L•• F•••••••• L••	E•••••• A••••••• G••••• L••	Nov 23, 2021	Mar 24, 2022

Relationships

Registered with (4)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Aug 14, 2026 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Mar 24, 2022 to Jul 17, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2021 to Nov 23, 2021factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
S•••• L••• T•••••• left E•••••• A••••••• G••••• L•• for C••••••••• W•••••• L•• (registered 2026-08-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d426af-a59c-9b9e-350a-3e63c0177291
First observed: Mar 26, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.