DFX Intelligence

J••••• E••••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

J••••• E••••••• R••••••

Advisor at S••••••••• W•••••

Charlotte, NC | SUMMIT, NJ

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Search this name across graphsid dfx:ria:19d8c1cb-f0a7-12f3-9075-b4300ccbe078

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Jan 23, 2024	n/a	yes	Charlotte, NC\|SUMMIT, NJ	Current employment
R•••••••••	Independent wealth	Feb 28, 2019	Jan 22, 2024	no	Charlotte, NC\|MIDLOTHIAN, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••••	S••••••••• W•••••	Jan 22, 2024	Jan 23, 2024	1	Firm change	RIA to RIA
C•••••• A•••••••	R•••••••••	Mar 6, 2019	Feb 28, 2019

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ R•••••••••Registered adviserregistration: previous registration
Feb 28, 2019 to Jan 22, 2024factForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Oct 16, 2015 to Mar 6, 2019factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Jan 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d8c1cb-f0a7-12f3-9075-b4300ccbe078
First observed: Mar 21, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.