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Reading the graph
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CRD 115015
G••••••••, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• D••••• W•••••• | n/a | G••••••••, SC | 20 | 34 | n/a | no |
| W••••• B•••••• T••• | n/a | G••••••••, SC | GREENVILLE, SC | 17 | 23 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••• B••••• L••••• | DIRECTOR OF WEALTH MANAGEMENT | Na | yes | 06/2014 | Apr 15, 2026 | Apr 15, 2026 |
| L•••••• D•••••• H•••••••• | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | Na | yes | 02/2016 | Apr 15, 2026 | Apr 15, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C••••••••• I•••••••• S•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| C••••••••• I••••••••• S•••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| C••••••••• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Greenville | Sc | United States | 9 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.8B | $1.7B | 5.8% | $1.4B | 9.0% | 21 | 19 | 1 | 1 |
| no |
| C•••• W•••••• B••• | n/a | G••••••••, SC | 17 | 23 | n/a | no |
| B•••• L••••• D••••• | Certified Financial Planner | GREENVILLE, SC | G••••••••, SC | 16 | 24 | 3 | no |
| M•••••• D••• B••• | Certified Financial Planner|Chartered Financial Consultant|Personal Financial Specialist | GREENVILLE, SC | G••••••••, SC | 13 | 13 | n/a | no |
| J••• W••••• C••••• | Certified Financial Planner | G••••••••, SC | 10 | 29 | 1 | no |
| W•••••• M••••••••• C••• | n/a | G••••••••, SC | GREENVILLE, SC | 8 | 31 | 1 | no |
| D••••• H•••••••• L••••• | n/a | G••••••••, SC | 7 | 13 | n/a | no |
| J••••• R•• B••••••• | n/a | G••••••••, SC | GREENVILLE, SC | 7 | 13 | n/a | no |
| K•••• D•••• S•••• | n/a | G••••••••, SC | 7 | 10 | n/a | no |
| J••• B••••••• P•••••• | n/a | G••••••••, SC | GREENVILLE, SC | 5 | 10 | 1 | no |
| M••• K••• P•••• | Chartered Financial Analyst | Summerville, SC | G••••••••, SC | 4 | 21 | n/a | no |
| C••••• M••••• R•••• | n/a | G••••••••, SC | Greenville, SC | 3 | 12 | n/a | no |
| C•••• J•••• B•••• | n/a | G••••••••, SC | 1 | 12 | n/a | no |
| A••• J••• T••••••• | n/a | Greenville, SC | G••••••••, SC | 1 | 16 | 3 | no |
| B•••••• M•••••• W••••••• | n/a | G••••••••, SC | 0 | 10 | 1 | no |
| P••••• M•••• K••• |
| DIRECT OF MULTI-ASSET STRATEGIES |
| Na |
| yes |
| 06/2025 |
| Apr 15, 2026 |
| Apr 15, 2026 |
| T•• C••••••••• | Member | E | yes | 07/2008 | Apr 15, 2026 | Apr 15, 2026 |
| T•••• W•••••• B•••••• | PRESIDENT/CHIEF INVESTMENT OFFICER | A | yes | 08/2017 | Apr 15, 2026 | Apr 15, 2026 |
| W••••••• J•••• D••••• | DIRECTOR OF FIXED INCOME | Na | yes | 06/2014 | Apr 15, 2026 | Apr 15, 2026 |
| D•••••• J•••• R••••• | DIRECTOR OF EQUITY | Na | yes | 06/2014 | Oct 1, 2018 | Mar 29, 2024 |
| B•••• M••••••• D••• | SENIOR PRIVATE CLIENT ADVISOR | Na | no | 05/2018 | Apr 15, 2026 | Apr 15, 2026 |
| B•••• C••••• W•••••• | SENIOR TRADING MANAGER | Na | no | 06/2025 | Apr 15, 2026 | Apr 15, 2026 |
| C•••••• J•••• W••••• | PRIVATE CLIENT ADVISOR | Na | no | 06/2025 | Apr 15, 2026 | Apr 15, 2026 |
| n/a |
| n/a |
| N |
| yes |
| Sc |
| V•••••• I••••••••• A•••••• R••••••••• | n/a | n/a | n/a | Y | yes | n/a |
| Apr 15, 2026 |
| $1.8B |
| $1.8B |
| 21 |
| 14 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 31, 2025 | $1.7B | $1.7B | 19 | 14 | 1 | n/a | n/a |
| 2023 | Mar 29, 2024 | $1.5B | $1.5B | 19 | 15 | 1 | n/a | n/a |
| 2022 | Mar 31, 2023 | $1.4B | $1.4B | 20 | 14 | 1 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.5B | $1.5B | 19 | 13 | 1 | n/a | n/a |
| 2020 | Mar 25, 2021 | $1.5B | $1.5B | 19 | 12 | 1 | n/a | n/a |
| 2019 | Mar 27, 2020 | $1.3B | $1.3B | 18 | 12 | 1 | n/a | n/a |
| 2018 | Mar 30, 2019 | $1.3B | $1.3B | 19 | 16 | 1 | n/a | n/a |
| 2017 | Mar 28, 2018 | $1.2B | $1.2B | 19 | 13 | 1 | n/a | n/a |
| 2016 | Mar 27, 2017 | $1.1B | $1.1B | 18 | 11 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $1.1B | $1.1B | 17 | 11 | n/a | n/a | n/a |
| 2014 | Mar 18, 2015 | $1.1B | $1.1B | 15 | 10 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $936M | $936M | 14 | 9 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $905M | $905M | 13 | 9 | n/a | n/a | n/a |
| 2011 | Mar 20, 2012 | $915M | $904M | n/a | n/a | n/a | n/a | n/a |