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RIA / WealthAdvisor16 years in industry

Anne Jane Thompson

Advisor at GREENWOOD CAPITAL ASSOCIATES, LLC

Greenville, SC | GREENWOOD, SC

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Search this name across graphsid dfx:ria:3e5f8b3c-5e40-e563-3c84-cc764d27caff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GREENWOOD CAPITAL ASSOCIATES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 19, 2015
First registration: Nov 20, 2015
Dual registered: no
Other names: ANNE JANE VAUGHAN|ANNE J THOMPSON
IAPD individual key: 6496376

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GREENWOOD CAPITAL ASSOCIATES, LLC	Independent wealth	Nov 1, 2024	n/a	yes	GREENWOOD, SC\|Greenville, SC	Current employment
BCA PRIVATE WEALTH, INC.	Independent wealth	Mar 23, 2023	Oct 28, 2024	no	GREENVILLE, SC	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 18, 2019	Apr 17, 2023	no	Greenville, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 20, 2015	Mar 6, 2019	no	GREENVILLE, SC\|SPARTANBURG, SC\|SPARTANBURG, SC\|SIMPSONVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BCA PRIVATE WEALTH, INC.	GREENWOOD CAPITAL ASSOCIATES, LLC	Oct 28, 2024	Nov 1, 2024	4	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	BCA PRIVATE WEALTH, INC.	Apr 17, 2023	Mar 23, 2023	-25	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHARLES SCHWAB & CO., INC.	Mar 6, 2019	Jun 18, 2019	104	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ GREENWOOD CAPITAL ASSOCIATES, LLCRegistered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ BCA PRIVATE WEALTH, INC.Registered adviserregistration: previous registration
Mar 23, 2023 to Oct 28, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 18, 2019 to Apr 17, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 20, 2015 to Mar 6, 2019factForm ADV

Dated events

Occurred
Oct 28, 2024
Advisor changed firm
Anne Jane Thompson left Bca Private Wealth, Inc. for Greenwood Capital Associates, Llc (registered 2024-11-01)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2023
Advisor changed firm
Anne Jane Thompson left Charles Schwab & Co., Inc. for Bca Private Wealth, Inc. (registered 2023-03-23)
Form ADVobserved 5 days ago