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Advisor at LPL FINANCIAL LLC
KAILUA KONA, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 16, 2025 | n/a | yes | KAILUA KONA, HI | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 25, 2009 | Jun 17, 2025 | no | KAILUA KONA, HI|SAINT PETERSBURG, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Feb 9, 2009 | no | KAILUA-KONA, HI | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 27, 2001 | Apr 2, 2007 | no | KAILUA-KONA, HI|HONOLULU, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Jun 17, 2025 | Jun 16, 2025 | -1 | Firm change | Ibd to ibd |
| MORGAN STANLEY & CO. LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 9, 2009 | Feb 25, 2009 | 16 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6413:FL:2025-06-10 | Jun 17, 2025 | Jun 16, 2025 | SAINT PETERSBURG, FL | Firm change |