RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M• K• E•••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 16, 2025 · Kailua Kona, Hi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 25, 2009 to Jun 17, 2025 · Kailua Kona, Hi
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Feb 9, 2009 · Kailua-Kona, Hi
- M••••• S•••••• D• I••• unclassifiedMar 27, 2001 to Apr 2, 2007 · Kailua-Kona, Hi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Jun 17, 2025, registered Jun 16, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• S•••••• • C•• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 9, 2009, registered Feb 25, 2009 (16 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- T••••• M• K• E••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-06-16)Jun 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address