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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

CHRISTOPHER CHARLES SHERMAN

Advisor at MORGAN STANLEY

MELBOURNE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 15, 1992
First registration: Aug 24, 2001
Dual registered: yes, broker-dealer
Other names: CHRIS SHERMAN|CHRISTOPHER CHARLES SHERMAN|CHRIS CHARLES SHERMAN|CHRISTOPHER SHERMAN
IAPD individual key: 2233839

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Apr 29, 2024	n/a	yes	MELBOURNE, FL	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Jun 15, 2017	Apr 29, 2024	no	ROCKLEDGE, FL\|MELBOURNE, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 17, 2014	Jan 27, 2017	no	INDIAN HARBOUR BEACH, FL\|MELBOURNE, FL\|MELBOURNE, FL\|ROCKLEDGE, FL\|INDIALANTIC, FL\|WEST MELBOURNE, FL\|FORT LAUDERDALE, FL\|TAMPA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 26, 2010	Jun 18, 2014	no	VIERA, FL\|ORLANDO, FL\|MELBOURNE, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 23, 2010	no	MELBOURNE, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	MELBOURNE, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 24, 2001	Apr 2, 2007	no	MELBOURNE, FL\|MELBOURNE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	MORGAN STANLEY	Apr 29, 2024	Apr 29, 2024	0	Firm change	Ibd to wirehouse
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Jan 27, 2017	Jun 15, 2017	139	Firm change	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Jun 18, 2014	Jun 17, 2014	-1	Firm change	Other
MORGAN STANLEY	WELLS FARGO ADVISORS	Aug 23, 2010	Aug 26, 2010	3	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 23, 2010factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 15, 2017 to Apr 29, 2024factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 17, 2014 to Jan 27, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 26, 2010 to Jun 18, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 24, 2001 to Apr 2, 2007factForm ADV

Dated events

Occurred
Apr 29, 2024
Advisor changed firm
Christopher Charles Sherman left Truist Advisory Services, Inc. for Morgan Stanley (registered 2024-04-29)
Form ADVobserved 3 days ago