DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• C•••••• S••••••

M••••• S••••••wirehouseMelbourne, Fldual registrantIAPD 2233839

Feed of 09/14/2026

Also filed as Chris S••••••

At current firm

2 y

since Apr 29, 2024

In the industry

34 y

since Jun 15, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Apr 29, 2024 · Melbourne, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Jun 15, 2017 to Apr 29, 2024 · Rockledge, Fl
S••••••• I••••••••• S•••••••• I••• former
Jun 17, 2014 to Jan 27, 2017 · Indian Harbour Beach, Fl
W•••• F•••• A••••••• wirehouse
Aug 26, 2010 to Jun 18, 2014 · Viera, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Aug 23, 2010 · Melbourne, Fl
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · Melbourne, Fl
M••••• S•••••• D• I••• unclassified
Aug 24, 2001 to Apr 2, 2007 · Melbourne, Fl

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to M••••• S••••••
left Apr 29, 2024, registered Apr 29, 2024 (0 days) · Affiliated broker-dealer or bank to wirehouse
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Jan 27, 2017, registered Jun 15, 2017 (139 days) · Other
W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
left Jun 18, 2014, registered Jun 17, 2014 (-1 days) · Other
M••••• S•••••• to W•••• F•••• A•••••••
left Aug 23, 2010, registered Aug 26, 2010 (3 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

C••••••••• C•••••• S•••••• left T••••• A••••••• S•••••••• I••• for M••••• S•••••• (registered 2024-04-29)
Apr 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address