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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BRIAN MORTON

Advisor at EQUITABLE ADVISORS, LLC

INDEPENDENCE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19ee4328-2bc4-5ef9-68b0-0d3c326106bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 16, 2015
First registration: May 13, 2015
Dual registered: yes, broker-dealer
Other names: BRIAN ALAN MORTON
IAPD individual key: 6188699

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 4, 2025	n/a	yes	INDEPENDENCE, OH	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 24, 2025	Jun 5, 2025	no	ORANGE VILLAGE, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 20, 2024	Jan 24, 2025	no	ORANGE VILLAGE, OH	Previous registration
Seia	Bd affiliated wealth	Jun 26, 2024	Sep 4, 2024	no	Cleveland, OH\|LOS ANGELES, CA	Previous registration
CEDAR BROOK GROUP	Former SEC adviser	Feb 24, 2021	Jul 1, 2024	no	CLEVELAND, OH	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	May 13, 2015	Mar 29, 2019	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	EQUITABLE ADVISORS, LLC	Jun 5, 2025	Jun 4, 2025	-1	Firm change	Ibd to ibd
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
Seia	OSAIC FA, INC.	Sep 4, 2024	Sep 20, 2024	16	Firm change	Ibd to ibd
CEDAR BROOK GROUP	Seia	Jul 1, 2024	Jun 26, 2024	-5	Firm change	RIA to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CEDAR BROOK GROUP	Mar 29, 2019	Feb 24, 2021	698	Firm change after gap	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:6627:OH:2025-06-04	Jun 5, 2025	Jun 4, 2025	ORANGE VILLAGE, OH	Firm change
290670:108163:OH:2024-07-01	Jul 1, 2024	Jun 26, 2024	CLEVELAND, OH	Firm change

Relationships

Registered with (6)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Jun 4, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 24, 2025 to Jun 5, 2025factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 20, 2024 to Jan 24, 2025factForm ADV
→ SEIARegistered adviserregistration: previous registration
Jun 26, 2024 to Sep 4, 2024factForm ADV
→ CEDAR BROOK GROUPRegistered adviserregistration: previous registration
Feb 24, 2021 to Jul 1, 2024factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 13, 2015 to Mar 29, 2019factForm ADV

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
Brian Morton left Osaic Wealth, Inc. for Equitable Advisors, Llc (registered 2025-06-04)
Form ADVobserved 5 days ago
Occurred
Sep 4, 2024
Advisor changed firm
Brian Morton left Seia for Osaic Fa, Inc. (registered 2024-09-20)
Form ADVobserved 5 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Brian Morton left Cedar Brook Group for Seia (registered 2024-06-26)
Form ADVobserved 5 days ago