DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• M•••••

E•••••••• A•••••••• L••national BDIndependence, Ohdual registrantIAPD 6188699

Feed of 09/14/2026

Also filed as B•••• Alan M•••••

At current firm

1 y

since Jun 4, 2025

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Jun 4, 2025 · Independence, Oh
O•••• W•••••• I••• BD affiliated
Jan 24, 2025 to Jun 5, 2025 · Orange Village, Oh
O•••• F•• I••• former
Sep 20, 2024 to Jan 24, 2025 · Orange Village, Oh
S••• BD affiliated
Jun 26, 2024 to Sep 4, 2024 · Cleveland, Oh
C•••• B•••• G•••• former
Feb 24, 2021 to Jul 1, 2024 · Cleveland, Oh
F•••• A••••• A••••••• S•••••••• I••• former
May 13, 2015 to Mar 29, 2019 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to E•••••••• A•••••••• L••
left Jun 5, 2025, registered Jun 4, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• F•• I••• to O•••• W•••••• I•••
left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
S••• to O•••• F•• I•••
left Sep 4, 2024, registered Sep 20, 2024 (16 days) · Affiliated broker-dealer or bank to another
C•••• B•••• G•••• to S•••
left Jul 1, 2024, registered Jun 26, 2024 (-5 days) · RIA to affiliated broker-dealer or bank · moved with a team
F•••• A••••• A••••••• S•••••••• I••• to C•••• B•••• G••••
left Mar 29, 2019, registered Feb 24, 2021 (698 days) · Affiliated broker-dealer or bank to independent RIA

Signals

B•••• M••••• left O•••• W•••••• I••• for E•••••••• A•••••••• L•• (registered 2025-06-04)
Jun 5, 2025 · Advisor changed firm · fact
B•••• M••••• left Seia for O•••• F•• I••• (registered 2024-09-20)
Sep 4, 2024 · Advisor changed firm · fact
B•••• M••••• left C•••• B•••• G•••• for Seia (registered 2024-06-26)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address