J••••••• D• W••

Advisor at D••••••• P••••••• L•••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:19f52c9f-a88c-b019-a8c9-0d7f3f2aecc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• P••••••• L•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• P••••••• L•••••	Mixed wealth	Mar 23, 2023	n/a	yes	CHICAGO, IL	Current employment
E••••• J••••	National bd RIA	Oct 9, 2012	Mar 21, 2022	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	D••••••• P••••••• L•••••	Mar 21, 2022	Mar 23, 2023	367	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ D••••••• P••••••• L•••••Registered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 9, 2012 to Mar 21, 2022factForm ADV

Dated events

Occurred
Mar 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19f52c9f-a88c-b019-a8c9-0d7f3f2aecc3
First observed: Oct 9, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.