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CRD 108147
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• L••••• | n/a | CHICAGO, IL | 9 | 12 | 1 | no |
| J••• V•••••• C•••••••• | Certified Financial Planner | CHICAGO, IL | 8 | 14 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| D••••••• P••••••• G•••• T•••• | Other Private Fund | $400,000 | Jul 29, 2014 | 1 | Mar 22, 2012 | dropped | 021-84544 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•••••••• M••••••• B• | Member | C | yes | 01/2016 | Mar 23, 2026 | Mar 23, 2026 |
| C••••••••• J•••• V•••••• | Member | A | no | 03/2022 | Mar 23, 2026 | Mar 23, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| no |
| P•••• J• D••••• | Chartered Financial Analyst | E•••••sville, IL | CHICAGO, IL | 7 | 25 | n/a | no |
| M•••••• T••••• G••••••• | Chartered Financial Analyst | CHICAGO, IL | 7 | 15 | n/a | no |
| B•••••• C•••••• S•••• | n/a | CHICAGO, IL | 7 | 34 | 2 | no |
| J•••• D•••••• L•••••• | n/a | CHICAGO, IL | Chesterfield, MO | 6 | 40 | 1 | yes |
| R•••• D••• | n/a | Manhattan Beach, CA | CHICAGO, IL | 6 | 33 | 3 | yes |
| J••••••• D• W•• | n/a | CHICAGO, IL | 3 | 14 | 1 | yes |
| E••••• J•••• T•••• | Certified Financial Planner | CHICAGO, IL | 2 | 10 | n/a | no |
| Member |
| A |
| no |
| 03/2022 |
| Mar 23, 2026 |
| Mar 23, 2026 |
| L••••••• C••••• M••••• | Member | B | no | 01/2017 | Mar 23, 2026 | Mar 23, 2026 |
| M•••••••• D•••••• G••••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2015 | Mar 23, 2026 | Mar 23, 2026 |
| P••••• B••••• A••••• | Member | B | no | 03/2022 | Mar 23, 2026 | Mar 23, 2026 |
| Mar 23, 2026 |
| $2.7B |
| $2.7B |
| 24 |
| 13 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 21, 2025 | $3.5B | $3.5B | 25 | 14 | 0 | n/a | n/a |
| 2023 | Mar 19, 2024 | $3.8B | $3.8B | 25 | 14 | 0 | n/a | n/a |
| 2022 | Mar 23, 2023 | $3.6B | $3.6B | 28 | 15 | 0 | n/a | n/a |
| 2021 | Mar 24, 2022 | $4.0B | $4.0B | 24 | 12 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $3.4B | $3.4B | 25 | 12 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $3.1B | $3.1B | 25 | 10 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $2.3B | $2.3B | 23 | 10 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.1B | $2.1B | 23 | 12 | 0 | n/a | n/a |
| 2016 | Mar 24, 2017 | $2.8B | $2.8B | 23 | 13 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $2.2B | $2.2B | 29 | 17 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $1.9B | $1.9B | 28 | 11 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $1.5B | $1.5B | 34 | 17 | n/a | 1 | $400,000 |
| 2012 | Feb 12, 2013 | $2.3B | $2.3B | 37 | 18 | n/a | 1 | $119M |
| 2011 | Mar 22, 2012 | $2.1B | $2.0B | n/a | n/a | n/a | 1 | $106M |