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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Angel Luis Montano

Advisor at SCHWAB WEALTH ADVISORY, INC.

Chicago, IL

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Search this name across graphsid dfx:ria:19fc3a78-862c-e30a-adb6-87588e2c0ef7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 31, 2000
First registration: Feb 28, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4267708

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 15, 2025	n/a	yes	Chicago, IL	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Jul 15, 2022	Oct 14, 2022	no	Oak Brook, IL\|Oak Brook, IL\|Naperville, IL\|Lone Tree, CO\|Chicago, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 12, 2006	no	MILWAUKEE, WI\|MILWAUKEE, WI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 4, 2004	Jul 6, 2005	no	MILWAUKEE, WI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Dec 19, 2003	Feb 24, 2004	no	MILWAUKEE, WI	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Feb 28, 2002	Sep 5, 2003	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	SCHWAB WEALTH ADVISORY, INC.	Oct 14, 2022	Dec 15, 2025	1,158	Channel change	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE, INC.	Oct 12, 2006	Jul 15, 2022	5,755	Firm change after gap	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
STRONG CAPITAL MANAGEMENT INC	BANC ONE SECURITIES CORPORATION	Sep 5, 2003	Dec 19, 2003	105	Firm change	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 15, 2022 to Oct 14, 2022factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 12, 2006factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 4, 2004 to Jul 6, 2005factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Feb 28, 2002 to Sep 5, 2003factForm ADV

Dated events

No dated event names this entity yet.