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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CHARLOTTE, NC | WESTPORT, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 26, 2016 | n/a | yes | WESTPORT, CT|CHARLOTTE, NC | Current employment |
| BOYD WATTERSON ASSET MANAGEMENT, LLC | Other adviser | Nov 30, 2005 | Dec 12, 2007 | no | BALTIMORE, MD | Previous registration |
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | Other adviser | Oct 30, 2003 | Mar 11, 2004 | no | BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BOYD WATTERSON ASSET MANAGEMENT, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 12, 2007 | Apr 26, 2016 | 3,058 | Firm change after gap | Other |
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | BOYD WATTERSON ASSET MANAGEMENT, LLC | Mar 11, 2004 | Nov 30, 2005 | 629 | Firm change after gap | Other |