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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

CONCENTRIC WEALTH MANAGEMENT LLC

CRD 144773

LAFAYETTE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a0338be-61a7-2c4c-56af-e6d344f86179

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Mar 28, 2024
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $601MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $601M
Private client RAUM: $589MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 935
Individual clients: 109
High net worth clients: 194
Custody, client assets: $150M
SEC number: 801-68940
CIK: 1695345
CRD: 144773
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Mar 28, 2024
Organised: Limited Liability Company, California
Website: concentric-wealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FLETT, ERIC, MICHAEL	CEO/MANAGING MEMBER	D	yes	01/2008	Mar 30, 2012	Mar 28, 2024
MCGUIRE, STEWART, ALAN	CIO/MEMBER, CHIEF COMPLIANCE OFFICER	D	yes	07/2008	Mar 30, 2012	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 28, 2024	$601M	$601M	6	3	0	n/a	n/a
2022	Mar 29, 2023	$495M	$495M	6	3	0	n/a	n/a
2021	Mar 30, 2022	$562M	$562M	5	3	0	n/a	n/a
2020	Mar 30, 2021	$471M	$471M	5	3	0	n/a	n/a
2019	Mar 30, 2020	$430M	$430M	5	3	0	n/a	n/a
2018	Mar 27, 2019	$263M	$263M	5	3	0	n/a	n/a
2017	Mar 30, 2018	$271M	$271M	4	3	0	n/a	n/a
2016	Mar 29, 2017	$227M	$227M	5	3	n/a	n/a	n/a
2015	Mar 23, 2016	$192M	$192M	4	2	n/a	n/a	n/a
2014	Mar 20, 2015	$191M	$191M	5	2	n/a	n/a	n/a
2013	Mar 21, 2014	$170M	$170M	5	2	n/a	n/a	n/a
2012	Mar 28, 2013	$131M	$131M	5	2	n/a	n/a	n/a
2011	Mar 30, 2012	$105M	$105M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$601M	$495M	21.6%	$471M	8.5%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MAI CAPITAL MANAGEMENT, LLC	3	Jan 24, 2025	Jan 24, 2025	LAFAYETTE, CA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← FLETT, ERIC, MICHAELOwnerCEO/MANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← MCGUIRE, STEWART, ALANOwnerCIO/MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Moved with (1)

→ MAI CAPITAL MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 24, 2025 to Jan 24, 2025factForm ADV

Registered with (3)

← ERIC MICHAEL FLETTAdvisorregistration: previous registration
Jun 24, 2008 to Jan 24, 2025factForm ADV
← NICOLE RUSSO HANSONAdvisorregistration: previous registration
Oct 5, 2016 to Jan 24, 2025factForm ADV
← STEWART ALAN MCGUIREAdvisorregistration: previous registration
Aug 7, 2008 to Jan 24, 2025factForm ADV

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
Concentric Wealth Management Llc no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $601.3M)
Form ADVobserved 5 days ago
$601M
Occurred
Jan 24, 2025
Firm absorbed
Concentric Wealth Management LLC's advisors moved to Mai Capital Management, LLC (Lafayette, CA): 3 of 3 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 24, 2025
Advisor changed firm
Eric Michael Flett left Concentric Wealth Management Llc for Mai Capital Management, Llc (registered 2025-01-14)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2025
Advisor changed firm
Nicole Russo Hanson left Concentric Wealth Management Llc for Mai Capital Management, Llc (registered 2025-01-24)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2025
Advisor changed firm
Stewart Alan Mcguire left Concentric Wealth Management Llc for Mai Capital Management, Llc (registered 2025-01-09)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Concentric Wealth Management Llc reported RAUM $429.6M, up 63% from $263.2M (2019-03-27 to 2020-03-30)
Form ADVobserved 5 days ago
$166M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a0338be-61a7-2c4c-56af-e6d344f86179
First observed: Mar 30, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CONCENTRIC WEALTH MANAGEMENT LLC

CRD 144773

LAFAYETTE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a0338be-61a7-2c4c-56af-e6d344f86179

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FLETT, ERIC, MICHAEL

CEO/MANAGING MEMBER

yes

01/2008

Mar 30, 2012

Mar 28, 2024

MCGUIRE, STEWART, ALAN

CIO/MEMBER, CHIEF COMPLIANCE OFFICER

yes

07/2008

Mar 30, 2012

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 28, 2024

$601M

n/a

2022

Mar 29, 2023

$495M

n/a

2021

Mar 30, 2022

$562M

n/a

2020

Mar 30, 2021

$471M

n/a

2019

Mar 30, 2020

$430M

n/a

2018

Mar 27, 2019

$263M

n/a

2017

Mar 30, 2018

$271M

n/a

2016

Mar 29, 2017

$227M

n/a

2015

Mar 23, 2016

$192M

n/a

2014

Mar 20, 2015

$191M

n/a

2013

Mar 21, 2014

$170M

n/a

2012

Mar 28, 2013

$131M

n/a

2011

Mar 30, 2012

$105M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$601M

$495M

21.6%

$471M

8.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MAI CAPITAL MANAGEMENT, LLC

Jan 24, 2025

LAFAYETTE, CA

Firm absorbed

RIA to RIA

100.0%