DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• C•••••• M••••••••• L••
Lafayette, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Jan 14, 2025 | n/a | yes | Lafayette, CA | Current employment |
| C••••••••• W••••• M••••••••• L•• | Former SEC adviser | Jun 24, 2008 | Jan 24, 2025 | no | LAFAYETTE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• W••••• M••••••••• L•• | M•• C•••••• M••••••••• L•• | Jan 24, 2025 | Jan 14, 2025 | -10 | Firm change | RIA to RIA |
| J••• M••••• P•••••• W••••• A••••••• L•• | C••••••••• W••••• M••••••••• L•• | Aug 4, 2008 | Jun 24, 2008 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144773:109807:CA:2025-01-24 | Jan 24, 2025 | Jan 14, 2025 | LAFAYETTE, CA | Firm change |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Apr 3, 2006 | Aug 4, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| B•• I••• F•••••••• L•• | n/a | Mar 8, 2002 | Mar 30, 2005 | no | OAKLAND, CA | Previous registration |
| -41 |
| Firm change after gap |
| Other |
| B•• I••• F•••••••• L•• | J••• M••••• P•••••• W••••• A••••••• L•• | Mar 30, 2005 | Apr 3, 2006 | 369 | Firm change | Other |