DFX Intelligence

D•••• M••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D•••• M••••••• B••••

Advisor at H•••••••• P••••••• P•••••••

ST. CHARLES, IL | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:1a0d34ae-104e-c2b8-60da-b2cde34bdd86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Jun 10, 2026	n/a	yes	ST. CHARLES, IL\|DOWNERS GROVE, IL	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Jan 17, 2024	May 18, 2026	no	Tucson, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	H•••••••• P••••••• P•••••••	May 18, 2026	Jun 10, 2026	23	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Jun 10, 2026 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Jan 17, 2024 to May 18, 2026factForm ADV

Dated events

Occurred
May 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a0d34ae-104e-c2b8-60da-b2cde34bdd86
First observed: Jan 17, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.