DFX Intelligence

H•••••••• P••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

H•••••••• P••••••• P•••••••

H•••••••• ADVISOR GROUP, LLC, CRD 316636

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:019af506-0789-880f-a9a4-62821c0ccf37

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 152
Dated events: 37
On other graphs: 0
Observed: Sep 29, 2021 to Jul 30, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=82.0
Regulatory AUM: $4.8B••• Locked
Discretionary RAUM: $4.8B
Private client RAUM: $4.7Bderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 114
RAUM per advisor: $42.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• F•••• I••••••	n/a	DOWNERS GROVE, IL	17	22	3	yes
M••••• A•••••• C•••••••	n/a	DOWNERS GROVE, IL \| ELMHURST, IL	16	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• M•••••• A••••••	Partner	Na	yes	05/2016	Jul 30, 2026	Jul 30, 2026
H••• H•••••••• L••	M••••••• MEMBER	E	yes	02/2023	Jul 30, 2026	Jul 30, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••••• L•••• J••• R•••••• L•••• I••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ST. C••••••	IL	United States	15	no
ORLAND PARK	IL	United States	5	no
Naperville	IL	United States	4	no
Troy	Mi	United States	4	no
DOWNERS GROVE	IL	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	0.9%	0	0	0	24	6

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.8B	$4.0B	19.6%	$2.6B	23.0%	106	104	67	64

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A•••••• F••••••••• L••	2	Oct 21, 2022	Oct 14, 2022	DOWNERS GROVE, IL	Team lift out	RIA to new firm	2.4%
V••••• P•••••••	8	Apr 29, 2022	Jun 1, 2022

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
V•••••• F•••••••• P••••••• L••••••	8	Jul 31, 2024	Jun 6, 2024	ARLINGTON HEIGHTS, IL	Firm absorbed	RIA to RIA	88.9%
P••••••• A• H•••• • A••••••••• I•••	2	Dec 31, 2015

Relationships

showing 80 of 152

Registered with (76)

← C•••• W• M•••Advisorregistration: current employment
Aug 6, 2026 to presentfactForm ADV
← W•••• A••• M••••••••Advisorregistration: current employment
Jun 22, 2026 to presentfactForm ADV
← D•••• M••••••• B••••Advisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← T•••• E••••• T•• B••••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Jul 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:019af506-0789-880f-a9a4-62821c0ccf37
First observed: Sep 29, 2021
Last observed: Jul 30, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.