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Advisor at CORIENT
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Jul 14, 2025 | n/a | yes | Cincinnati, OH | Current employment |
| STRATEGIC WEALTH PARTNERS, LTD. | Independent wealth | Feb 20, 2024 | Jun 27, 2025 | no | INDEPENDENCE, OH|Cincinnati, OH | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 27, 2022 | Jan 8, 2024 | no | Cincinnati, OH|Cincinnati, OH | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Nov 28, 2018 | Sep 7, 2023 | no | Cincinnati, OH | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Nov 28, 2018 | Oct 14, 2022 | no | Cincinnati, OH | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 13, 2018 | Nov 28, 2018 | no | BOSTON, MA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Oct 29, 2014 | Jul 13, 2018 | no | COVINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH PARTNERS, LTD. | Corient | Jun 27, 2025 | Jul 14, 2025 | 17 | Firm change | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | STRATEGIC WEALTH PARTNERS, LTD. | Jan 8, 2024 | Feb 20, 2024 | 43 | Firm change | Ibd to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Sep 7, 2023 | Jan 27, 2022 | -588 | Bulk transfer | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Nov 28, 2018 | -1,416 | Bulk transfer | Other |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | TD AMERITRADE, INC. | Nov 28, 2018 | Nov 28, 2018 | 0 | Firm change | Other |
| STRATEGIC ADVISERS LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288590:7870:MA:2018-11-28 | Nov 28, 2018 | Nov 28, 2018 | BOSTON, MA | Firm change |