DFX Intelligence

M•••••• J••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M•••••• J••••• H•••••

Advisor at K•• W••••• P•••••••

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a124458-f529-ff86-9145-2aff46f39c5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 1, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• W••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• W••••• P•••••••	State registered	May 22, 2024	n/a	yes	NORTHBROOK, IL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 24, 2022	May 23, 2024	no	AUSTIN, TX\|Northbrook, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	K•• W••••• P•••••••	May 23, 2024	May 22, 2024	-1	Firm change	Ibd to state RIA
L•• F•••••••• L••	K••••• A••••••• S•••••••• L••	Jan 24, 2022	Jan 24, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:6413:TX:2020-12-09	Dec 18, 2020	Dec 10, 2020	AUSTIN, TX	Firm change

Relationships

Registered with (6)

→ K•• W••••• P•••••••Registered adviserregistration: current employment
May 22, 2024 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2022 to May 23, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 10, 2020 to Jan 24, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
May 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a124458-f529-ff86-9145-2aff46f39c5b
First observed: Aug 1, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.