DFX Intelligence

K•• W••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

K•• W••••• P•••••••

K•• W••••• P••••••• INC., CRD 329828

NORTHBROOK, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f42bf62f-8fa4-6937-f2d8-396d36389feb

Data as of Jan 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2026 to Jan 12, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $66.6M••• Locked
Discretionary RAUM: $66.6M
Private client RAUM: $63.0Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• J••••• H•••••	Certified Financial Planner	NORTHBROOK, IL	2	18	6	no
K•••• K•••••••	n/a	NORTHBROOK, IL	2	21

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K••••• A••••••• S•••••••• L••	2	May 23, 2024	May 23, 2024	NORTHBROOK, IL	Team lift out	Ibd to state RIA	0.2%

Relationships

Registered with (3)

← R•••• L•• H•••••Advisorregistration: current employment
Aug 21, 2024 to presentfactForm ADV
← K•••• K•••••••Advisorregistration: current employment
May 23, 2024 to presentfactForm ADV
← M•••••• J••••• H•••••Advisorregistration: current employment
May 22, 2024 to presentfactForm ADV

Dated events

Occurred
May 23, 2024
Team lift-out
2 advisors left K••••• A••••••• S•••••••• L•• (Northbrook, IL) for K•• W••••• P••••••• on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f42bf62f-8fa4-6937-f2d8-396d36389feb
First observed: Jan 12, 2026
Last observed: Jan 12, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.