DFX Intelligence

D•••••• W•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner29 years in industry

D•••••• W•••••• S•••

Advisor at W••••••• C•••••• M••••••••• I••

ROCKY MOUNT, NC | Middletown, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a1b47b2-3133-5405-41d8-27a928327b4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• C•••••• M••••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• C•••••• M••••••••• I••	Independent wealth	Dec 23, 2020	n/a	yes	Middletown, RI\|ROCKY MOUNT, NC	Current employment
M••••• G••••• A••••••• I•••	Independent wealth	Jun 2, 2015	Dec 22, 2020	no	RADNOR, PA\|MIDDLETOWN, RI\|Fairfield, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• G••••• A••••••• I•••	W••••••• C•••••• M••••••••• I••	Dec 22, 2020	Dec 23, 2020	1	Firm change	RIA to RIA
A••••• A•• P••••••• S•••••••	M••••• G••••• A••••••• I•••	Jun 3, 2015	Jun 2, 2015

Relationships

Registered with (6)

→ W••••••• C•••••• M••••••••• I••Registered adviserregistration: current employment
Dec 23, 2020 to presentfactForm ADV
→ M••••• G••••• A••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2015 to Dec 22, 2020factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 22, 2013 to Jun 3, 2015factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a1b47b2-3133-5405-41d8-27a928327b4a
First observed: Aug 30, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.