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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CHARTER RESEARCH & INVESTMENT GROUP INC

CRD 106452

SOUTHPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:587a99ca-0f7b-352e-6884-86e9b8e5420d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 7, 2012 to Mar 30, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $275MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $275M
Private client RAUM: $269MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $68.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 355
Individual clients: 83
High net worth clients: 75
Custody, client assets: $85.0M
SEC number: 801-37458
CRD: 106452
Filings on the tape: 20
First filed: Feb 7, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, CT
Website: charterinvestmentgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAULA MASTRONI LUCIANI	n/a	Southport, CT	35	38	n/a	no
PATRICK JOHN CLARK	n/a	Southport, CT	30	33	n/a	no
WILLIAM HINCHLIFFE DUNN	n/a	Southport, CT	23	n/a	n/a	no
MICHAEL JAMES GRENNAN	Chartered Financial Analyst	SOUTHPORT, CT	13	30	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, PATRICK, JOHN	PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER	E	yes	03/2021	Feb 7, 2012	Mar 28, 2024
GRENNAN, MICHAEL, JAMES	VICE PRESIDENT AND SECRETARY	Na	yes	03/2021	Apr 23, 2021	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$275M	$275M	3	3	0	n/a	n/a
2024	Mar 28, 2025	$254M	$254M	3	3	0	n/a	n/a
2023	Mar 28, 2024	$244M	$244M	3	3	0	n/a	n/a
2022	Mar 31, 2023	$216M	$216M	3	3	0	n/a	n/a
2021	Mar 30, 2022	$250M	$250M	3	3	0	n/a	n/a
2020	Mar 30, 2021	$229M	$229M	4	4	0	n/a	n/a
2019	Mar 31, 2020	$220M	$220M	4	4	0	n/a	n/a
2018	Mar 28, 2019	$191M	$191M	4	4	1	n/a	n/a
2017	Mar 28, 2018	$203M	$203M	5	5	1	n/a	n/a
2016	Mar 29, 2017	$196M	$196M	5	5	n/a	n/a	n/a
2015	Mar 29, 2016	$197M	$197M	5	5	n/a	n/a	n/a
2014	Mar 23, 2015	$205M	$205M	4	4	n/a	n/a	n/a
2013	Mar 25, 2014	$193M	$193M	4	4	n/a	n/a	n/a
2012	Mar 25, 2013	$178M	$177M	4	4	n/a	n/a	n/a
2011	Mar 26, 2012	$172M	$171M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$275M	$254M	8.1%	$216M	8.4%	3	3	0	0

Relationships

Registered with (5)

← MICHAEL JAMES GRENNANAdvisorregistration: current employment
Mar 4, 2013 to presentfactForm ADV
← WILLIAM HINCHLIFFE DUNNAdvisorregistration: current employment
Jul 21, 2003 to presentfactForm ADV
← PATRICK JOHN CLARKAdvisorregistration: current employment
Mar 8, 1996 to presentfactForm ADV
← PAULA MASTRONI LUCIANIAdvisorregistration: current employment
Oct 17, 1990 to presentfactForm ADV
← DOUGLAS WILLIAM SUHRAdvisorregistration: previous registration
Jan 18, 2008 to Feb 3, 2012factForm ADV

Controls (2)

← GRENNAN, MICHAEL, JAMESOwnerVICE PRESIDENT AND SECRETARY, ownership code NA, individual
Apr 23, 2021 to Mar 28, 2024factForm ADV
← CLARK, PATRICK, JOHNOwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER, ownership code E, individual
Feb 7, 2012 to Mar 28, 2024factForm ADV

Dated events

Occurred
Apr 23, 2021
Control person joined
James Michael Grennan (Vice President And Secretary) appeared on Schedule A of Charter Research & Investment Group Inc
Form ADVobserved 6 days ago
Occurred
Apr 23, 2021
Control person left
Mastroni Paula Luciani (President) no longer on Schedule A of Charter Research & Investment Group Inc (listed 2021-03-30, absent 2021-04-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:587a99ca-0f7b-352e-6884-86e9b8e5420d
First observed: Feb 7, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARTER RESEARCH & INVESTMENT GROUP INC

CRD 106452

SOUTHPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:587a99ca-0f7b-352e-6884-86e9b8e5420d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAULA MASTRONI LUCIANI

n/a

Southport, CT

n/a

PATRICK JOHN CLARK

n/a

Southport, CT

n/a

WILLIAM HINCHLIFFE DUNN

n/a

Southport, CT

n/a

MICHAEL JAMES GRENNAN

Chartered Financial Analyst

SOUTHPORT, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, PATRICK, JOHN

PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER

yes

03/2021

Feb 7, 2012

Mar 28, 2024

GRENNAN, MICHAEL, JAMES

VICE PRESIDENT AND SECRETARY

yes

03/2021

Apr 23, 2021

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$275M

n/a

2024

Mar 28, 2025

$254M

n/a

2023

Mar 28, 2024

$244M

n/a

2022

Mar 31, 2023

$216M

n/a

2021

Mar 30, 2022

$250M

n/a

2020

Mar 30, 2021

$229M

n/a

2019

Mar 31, 2020

$220M

n/a

2018

Mar 28, 2019

$191M

n/a

2017

Mar 28, 2018

$203M

n/a

2016

Mar 29, 2017

$196M

n/a

2015

Mar 29, 2016

$197M

n/a

2014

Mar 23, 2015

$205M

n/a

2013

Mar 25, 2014

$193M

n/a

2012

Mar 25, 2013

$178M

$177M

n/a

2011

Mar 26, 2012

$172M

$171M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$275M

$254M

8.1%

$216M

8.4%