DFX Intelligence

S••••• D• B•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S••••• D• B•••• P•••••••

Advisor at H••••••••• G•••• C•••••••••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:1a1d4dec-bf4c-3ee4-d003-553a56849f84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• G•••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• G•••• C•••••••••	State registered	May 28, 2026	n/a	yes	SAN DIEGO, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 11, 2011	Jun 13, 2016	no	SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	H••••••••• G•••• C•••••••••	Jun 13, 2016	May 28, 2026	3,636	Firm change after gap	Wirehouse to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	May 17, 2011	Jul 11, 2011

Relationships

Registered with (3)

→ H••••••••• G•••• C•••••••••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 11, 2011 to Jun 13, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 18, 2008 to May 17, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a1d4dec-bf4c-3ee4-d003-553a56849f84
First observed: Apr 18, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.