DFX Intelligence

J•••• M•••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J•••• M•••••• T••••••

Advisor at R•••••••• S•••••••

••• Locked

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Search this name across graphsid dfx:ria:1a2621fb-68e8-f34a-0c5a-5c86443faed2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Jan 7, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

J•••• M•••••• T••••••

Venture principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 3, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• S•••••••	Independent wealth	Jun 22, 2018	n/a	yes	SAN FRANCISCO, CA\|West Palm Beach, FL	Current employment
R•••••••• S••••••• A•••••••	Former SEC adviser	Sep 26, 2013	Jan 12, 2018	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• S••••••• A•••••••	R•••••••• S•••••••	Jan 12, 2018	Jun 22, 2018	161	Channel change	RIA to RIA
P••••••• C•••••• A••••••• L••	T•••••• C•••••• M•••••••••	Dec 10, 2013	Sep 1, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
166736:289977:CA:2018-01-12	Jan 12, 2018	Jun 22, 2018	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (4)

→ R•••••••• S•••••••Registered adviserregistration: current employment
Jun 22, 2018 to presentfactForm ADV
→ R•••••••• S••••••• A•••••••Registered adviserregistration: previous registration
Sep 26, 2013 to Jan 12, 2018factForm ADV
→ P••••••• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jan 7, 2005 to Dec 10, 2013factForm ADV
→ T•••••• C•••••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a2621fb-68e8-f34a-0c5a-5c86443faed2
First observed: Jan 7, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.