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ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC, CRD 289977
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES MICHAEL TIERNEY | n/a | West Palm Beach, FL | SAN FRANCISCO, CA | 8 | 42 | 3 | no |
| MICHAEL JOHN ZANINOVICH | n/a | San Rafael, CA | SAN FRANCISCO, CA | 8 | 12 | 1 | no |
| DANIEL ROBERT ROZANSKY | n/a | SAN FRANCISCO, CA | Menlo Park, CA | 8 | 23 | 3 | yes |
| Jeanette Garretty Reinhard | n/a | Menlo Park, CA | SAN FRANCISCO, CA | 8 | 22 | 3 | no |
| JULIE NILES STEINMAN | Certified Financial Planner | SAN FRANCISCO, CA | Ketchum, ID | 7 | 39 | 1 | yes |
| ERIK RICHARDS BOE | n/a | Ketchum, ID | SAN FRANCISCO, CA | 7 | 25 | 1 | yes |
| BRIAN WILLIAM POST | Chartered Financial Analyst | Boise, ID | SAN FRANCISCO, CA | 7 | 16 | 1 | yes |
| FRANK THOMAS CORRADO | Certified Financial Planner | SAN FRANCISCO, CA | Holmdel, NJ | 6 | 13 | 2 | no |
| KEVIN RICHARD TALTY | Certified Financial Planner | SAN FRANCISCO, CA | Holmdel, NJ | 6 | 11 | 3 | no |
| JOHN CARLO BERNABEI | Certified Financial Planner | San Rafael, CA | SAN FRANCISCO, CA | 6 | 34 | 2 | no |
| ZACHARY WILSON PERRY | Chartered Financial Analyst | SAN FRANCISCO, CA | Larkspur, CA | 6 | 12 | 2 | no |
| PAMELA HEIDI FRIEDMAN | Certified Financial Planner | SAN FRANCISCO, CA | AUSTIN, TX | 6 | 22 | 5 | no |
| MICHAEL DEAN RIDGEWAY | n/a | SAN FRANCISCO, CA | Clyde Hill, WA | 5 | 29 | 2 | no |
| LAUREN M SIGMAN | Certified Financial Planner | Denver, CO | SAN FRANCISCO, CA | 5 | 30 | n/a | no |
| CHRISTOPHER LYKES KNAPP | n/a | Houston, TX | SAN FRANCISCO, CA | 5 | 31 | 5 | no |
| ANNELISE BOVET | Certified Financial Planner | Houston, TX | SAN FRANCISCO, CA | 5 | 12 | 3 | no |
| Alicia B Denton | Certified Financial Planner | NEW YORK, NY | SAN FRANCISCO, CA | 5 | 11 | n/a | no |
| STUART KATZ | n/a | NEW YORK, NY | SAN FRANCISCO, CA | 5 | 13 | n/a | no |
| WILLIAM Richard POLENSKE | Certified Financial Planner | Boise, ID | SAN FRANCISCO, CA | 5 | 32 | 3 | yes |
| JOHN GEORGE MURRAY | n/a | Ketchum, ID | SAN FRANCISCO, CA | 4 | 34 | 1 | yes |
| RICK LANE TASKER | n/a | SAN FRANCISCO, CA | Santa Rosa, CA | 4 | 45 | 1 | no |
| KAREN LYNN MCCLINTOCK | Chartered Financial Analyst|Chartered Investment Counselor | PASADENA, CA | SAN FRANCISCO, CA | 4 | 23 | 3 | no |
| ROHAN VINOD MOTWANI | Chartered Financial Analyst | SAN FRANCISCO, CA | NEW YORK, NY | 4 | 13 | n/a | no |
| DANIEL TIMOTHY ARCOS | Certified Financial Planner|Chartered Financial Analyst | NEW YORK, NY | SAN FRANCISCO, CA | 4 | 11 | n/a | no |
| MAHIR TRIKUMDAS VORA | n/a | SAN FRANCISCO, CA | NEW YORK, NY | 4 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ROBERTSON STEPHENS REVEL LLC | Venture Capital Fund | $10.4M | Feb 1, 2021 | 77 | Mar 30, 2016 | dropped | 021-221081 |
| ROBERTSON STEPHENS SMULE LLC | Venture Capital Fund | $6.5M | Feb 1, 2021 | 74 | Mar 30, 2016 | dropped | 021-221081 |
| ROBERTSON STEPHENS LIQUIDSPACE, LLC | Venture Capital Fund | $3.2M | Sep 21, 2020 | 86 | Mar 30, 2016 | dropped | 021-221081 |
| ROBERTSON STEPHENS SELLPOINTS LLC | Venture Capital Fund | $117,877 | Feb 18, 2022 | 20 | Mar 30, 2016 | dropped | 021-221081 |
| ROBERTSON STEPHENS TR LLC | Venture Capital Fund | $56,723 | Feb 18, 2022 | 27 | Mar 30, 2016 | dropped | 021-221081 |
| ROBERTSON STEPHENS SOASTA LLC | Venture Capital Fund | $0 | Feb 18, 2022 | 53 | Mar 30, 2016 | dropped | 021-221081 |
| ROBERTSON STEPHENS CONNECTED DATA LLC | Venture Capital Fund | $0 | Feb 18, 2022 | 24 | Mar 30, 2016 | dropped | 021-221081 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BHATTACHARYYA, RAJARSHI | CHIEF EXECUTIVE OFFICER | Na | yes | 09/2020 | Sep 4, 2026 | Sep 4, 2026 |
| CHUGH, VIKRAM | CHIEF OPERATING OFFICER | Na | yes | 06/2018 | Sep 4, 2026 | Sep 4, 2026 |
| CURLEY, MICHAEL, JAMES | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2018 | Sep 4, 2026 | Sep 4, 2026 |
| KATZ, STUART | CHIEF INVESTMENT OFFICER | Na | yes | 09/2020 | Sep 4, 2026 | Sep 4, 2026 |
| ROBERTSON STEPHENS HOLDINGS, LLC | MANAGING MEMBER | E | yes | 08/2017 | Sep 4, 2026 | Sep 4, 2026 |
| WESTBROOK, DAVID | CHIEF FINANCIAL OFFICER | Na | yes | 05/2018 | Sep 4, 2026 | Sep 4, 2026 |
| BHANDARI, GAURAV | SOLE MEMBER | E | yes | 08/2019 | Sep 7, 2017 | Aug 8, 2024 |
| BHANDARI, GAURAV | MANAGER & SOLE MEMBER | E | yes | 04/2016 | Sep 7, 2017 | Aug 8, 2024 |
| BHANDARI, GAURAV | Manager | F | yes | 08/2017 | Sep 7, 2017 | Aug 8, 2024 |
| LAC HOLDINGS (CARRYCO), LP | SOLE MEMBER | E | yes | 08/2019 | Mar 31, 2022 | Aug 8, 2024 |
| LAC INV - RS LLC | UNIT HOLDER | D | yes | 08/2017 | Sep 7, 2017 | Aug 8, 2024 |
| LAC PARTNERS (CARRYCO), LP | Member | E | yes | 08/2019 | Mar 31, 2022 | Aug 8, 2024 |
| LAC RS MANAGER, LLC | SOLE MANAGER | F | yes | 08/2017 | Sep 7, 2017 | Aug 8, 2024 |
| LONG ARC CAPITAL GP LLC | GENERAL PARTNER | F | yes | 08/2019 | Mar 31, 2022 | Aug 8, 2024 |
| LONG ARC CAPITAL GP LLC | GENERAL PARTNER | F | yes | 08/2019 | Mar 31, 2022 | Aug 8, 2024 |
| WHAMOND, WILLIAM, TOBIN | President | F | yes | 06/2017 | Oct 23, 2018 | Aug 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LONG ARC CAPITAL LP | n/a | Asset manager | $867M | N | yes | n/a |
| 415 INSURANCE SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| LAC FUND I GP LLC | n/a | n/a | n/a | N | yes | n/a |
| LAC RS MANAGER, LLC | n/a | n/a | n/a | Y | yes | n/a |
| ROBERTSON STEPHENS CAPITAL MARKETS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 11 | no |
| Ketchum | Id | United States | 5 | yes |
| Lincoln | Ma | United States | 4 | no |
| Holmdel | Nj | United States | 3 | no |
| Burlingame | CA | United States | 2 | yes |
| MENLO PARK | CA | United States | 2 | yes |
| SAN RAMON | CA | United States | 2 | yes |
| Westport | Ct | United States | 2 | yes |
| Boise | Id | United States | 2 | yes |
| Houston | TX | United States | 2 | no |
| Novato | CA | United States | 1 | no |
| Pasadena | CA | United States | 1 | no |
| SANTA ROSA | CA | United States | 1 | no |
| Madison | Nj | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| Wilson | Wy | United States | 1 | yes |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 1, 2026 | $8.8B | $7.0B | 118 | 67 | 26 | n/a | n/a |
| 2024 | Mar 31, 2025 | $7.1B | $5.6B | 113 | 63 | 25 | n/a | n/a |
| 2023 | Mar 28, 2024 | $4.9B | $3.8B | 92 | 51 | 23 | n/a | n/a |
| 2022 | Mar 31, 2023 | $3.7B | $2.9B | 77 | 42 | 18 | n/a | n/a |
| 2021 | Mar 31, 2022 | $3.9B | $3.0B | 62 | 33 | 14 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.1B | $2.1B | 48 | 27 | 10 | 4 | $174,600 |
| 2019 | Mar 30, 2020 | $1.2B | $1.2B | 34 | 20 | 3 | 7 | $26.6M |
| 2018 | Apr 1, 2019 | $546M | $522M | 15 | 12 | 1 | 7 | $23.9M |
| 2017 | Mar 30, 2018 | $512M | $484M | 9 | 7 | 1 | 7 | $26.1M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 8 | 0 | 8 | 0.0% | 3 | 0 | 0 | 26 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $8.8B | $7.1B | 22.8% | $3.7B | 33.4% | 118 | 113 | 26 | 25 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | 4 | Sep 30, 2025 | Jan 1, 2026 | PROVIDENCE, RI | Team lift out | Ibd to RIA | 0.4% |
| CAFG WEALTH MANAGEMENT, INC. | 3 | Oct 25, 2024 | Oct 7, 2024 | HAWTHORN WOODS, IL | Firm absorbed | RIA to RIA | 100.0% |
| RATIO WEALTH GROUP LLC | 4 | Aug 28, 2024 | Jul 31, 2024 | DENVER, CO | Firm absorbed | RIA to RIA | 80.0% |
| RAIN CAPITAL MANAGEMENT | 3 | Aug 26, 2024 | Jul 12, 2024 | LAKE OSWEGO, OR | Firm absorbed | RIA to RIA | 100.0% |
| HIGHTOWER ADVISORS, LLC | 2 | Feb 29, 2024 | Mar 14, 2024 | CHICAGO, IL | Team lift out | Ibd to RIA | 0.3% |
| VODIA CAPITAL, LLC | 2 | Dec 20, 2022 | Dec 9, 2022 | WALTHAM, MA | Team lift out | RIA to RIA | 50.0% |
| COLLABORATION CAPITAL LLC | 2 | Feb 2, 2021 | Jan 29, 2021 | HOUSTON, TX | Team lift out | RIA to RIA | 100.0% |
| BLUE BLAZE FINANCIAL ADVISORS, LLC | 2 | Nov 26, 2019 | Sep 26, 2019 | HOLMDEL, NJ | Team lift out | RIA to RIA | 100.0% |
| RBC CAPITAL MARKETS, LLC | 3 | Jun 12, 2019 | May 31, 2019 | KETCHUM, ID | Team lift out | Ibd to RIA | 0.1% |
| ROBERTSON STEPHENS ADVISORS | 5 | Jan 12, 2018 | Jun 22, 2018 | SAN FRANCISCO, CA | Firm absorbed | RIA to RIA | 100.0% |