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RIA / WealthAdvisorCertified Financial Planner34 years in industry

DENIS MICHAEL HORRIGAN

Advisor at CONNECTICUT WEALTH MANAGEMENT, LLC

FARMINGTON, CT

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Search this name across graphsid dfx:ria:1a2c05b6-3f5d-694f-a4ca-c6de71ab19d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONNECTICUT WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65|S66
First exam: Apr 21, 1992
First registration: Oct 12, 2000
Dual registered: no
IAPD individual key: 2214876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONNECTICUT WEALTH MANAGEMENT, LLC	Independent wealth	Oct 28, 2010	n/a	yes	FARMINGTON, CT	Current employment
KR WEALTH MANAGEMENT, LLC	n/a	Nov 18, 2009	Oct 27, 2010	no	FARMINGTON, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 22, 2008	Jan 11, 2012	no	FARMINGTON, CT\|SPRINGFIELD, MA\|NEW LONDON, CT	Previous registration
ST. GERMAIN SECURITIES, INC.	n/a	Mar 28, 2006	Feb 15, 2008	no	HARTFORD, CT	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Nov 17, 2000	Jun 2, 2003	no	EAST HARTFORD, CT	Previous registration
OSAIC FS, INC.	Former SEC adviser	Oct 12, 2000	May 20, 2003	no	EAST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	KR WEALTH MANAGEMENT, LLC	Jan 11, 2012	Nov 18, 2009	-784	Firm change after gap	Other
KR WEALTH MANAGEMENT, LLC	CONNECTICUT WEALTH MANAGEMENT, LLC	Oct 27, 2010	Oct 28, 2010	1	Firm change	Other
ST. GERMAIN SECURITIES, INC.	LPL FINANCIAL LLC	Feb 15, 2008	May 22, 2008	97	Firm change	Other
INDEPENDENT ADVISERS GROUP CORP	ST. GERMAIN SECURITIES, INC.	Jun 2, 2003	Mar 28, 2006	1,030	Firm change after gap	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	May 20, 2003	Nov 17, 2000	-914	Firm change after gap	Other

Relationships

Registered with (6)

→ CONNECTICUT WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 28, 2010 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 22, 2008 to Jan 11, 2012factForm ADV
→ KR WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 18, 2009 to Oct 27, 2010factForm ADV
→ ST. GERMAIN SECURITIES, INC.Registered adviserregistration: previous registration
Mar 28, 2006 to Feb 15, 2008factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Nov 17, 2000 to Jun 2, 2003factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Oct 12, 2000 to May 20, 2003factForm ADV

Dated events

No dated event names this entity yet.