RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• M•••••• H•••••••
- C••••••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Oct 28, 2010 · Farmington, Ct
- K• W••••• M••••••••• L•• unclassifiedNov 18, 2009 to Oct 27, 2010 · Farmington, Ct
- L•• F•••••••• L•• BD affiliatedMay 22, 2008 to Jan 11, 2012 · Farmington, Ct
- S•• G•••••• S••••••••• I••• unclassifiedMar 28, 2006 to Feb 15, 2008 · Hartford, Ct
- I••••••••• A••••••• G•••• C••• formerNov 17, 2000 to Jun 2, 2003 · East Hartford, Ct
- O•••• F•• I••• formerOct 12, 2000 to May 20, 2003 · East Hartford, Ct
- L•• F•••••••• L•• to K• W••••• M••••••••• L••left Jan 11, 2012, registered Nov 18, 2009 (-784 days) · Other
- K• W••••• M••••••••• L•• to C••••••••• W••••• M••••••••• L••left Oct 27, 2010, registered Oct 28, 2010 (1 days) · Other
- S•• G•••••• S••••••••• I••• to L•• F•••••••• L••left Feb 15, 2008, registered May 22, 2008 (97 days) · Other
- I••••••••• A••••••• G•••• C••• to S•• G•••••• S••••••••• I•••left Jun 2, 2003, registered Mar 28, 2006 (1030 days) · Other
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left May 20, 2003, registered Nov 17, 2000 (-914 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address