DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
ST. LOUIS, MO | Farmington, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Apr 24, 2025 | n/a | yes | ST. LOUIS, MO|Farmington, CT | Current employment |
| T• A••••••••• I••• | Former SEC adviser | Jul 27, 2021 | Oct 14, 2022 | no | West Hartford, CT|OMAHA, NE|Scottsdale, AZ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | T• A••••••••• I••• | Mar 25, 2025 | Jul 27, 2021 | -1,337 | Firm change after gap | Other |
| T• A••••••••• I••• | E••••• J•••• | Oct 14, 2022 | Apr 24, 2025 |
| C•••••• S••••• • C••• I••• | National bd RIA | Jul 26, 2007 | Mar 25, 2025 | no | Pittsford, NY|Providence, RI|Bridgewater, NJ|West Hartford, CT|Troy, MI|Scottsdale, AZ | Previous registration |
| P••••••• A•••••••• I••• | Former SEC adviser | Nov 15, 2006 | Jan 17, 2007 | no | WALTHAM, MA | Previous registration |
| Firm change after gap |
| Other |
| P••••••• A•••••••• I••• | C•••••• S••••• • C••• I••• | Jan 17, 2007 | Jul 26, 2007 | 190 | Firm change | Other |