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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
DEER PARK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 8, 2012 | n/a | yes | DEER PARK, IL | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Mar 10, 2009 | Jul 15, 2009 | no | NEW YORK, NY|RIVERWOODS, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 15, 2009 | Jun 8, 2012 | 1,059 | Firm change after gap | Other |