DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LEGACY ADVISORY LIMITED COMPANY
Overland Park, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY ADVISORY LIMITED COMPANY | State registered | Aug 23, 2019 | n/a | yes | Overland Park, KS | Current employment |
| LEGACY ADVISORY GROUP, LLC | Former SEC adviser | Dec 15, 2016 | Dec 31, 2019 | no | OVERLAND PARK, KS | Previous registration |
| LEGACY ADVISORY GROUP | Former SEC adviser | Dec 17, 2014 | Dec 14, 2016 | no | OVERLAND PARK, KS | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Jan 2, 2009 | Aug 7, 2009 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 13, 2007 | Dec 31, 2008 | no | BELTON, MO|Overland Park, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGACY ADVISORY GROUP, LLC | LEGACY ADVISORY LIMITED COMPANY | Dec 31, 2019 | Aug 23, 2019 | -130 | Firm change after gap | RIA to state RIA |
| LEGACY ADVISORY GROUP | LEGACY ADVISORY GROUP, LLC | Dec 14, 2016 | Dec 15, 2016 | 1 | Channel change | Other |
| OSAIC FS, INC. | LEGACY ADVISORY GROUP | Aug 7, 2009 | Dec 17, 2014 | 1,958 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | OSAIC FS, INC. | Dec 31, 2008 | Jan 2, 2009 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 285596:300802:KS:2019-12-31 | Dec 31, 2019 | Aug 23, 2019 | OVERLAND PARK, KS | Firm change after gap |