DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LEGACY ADVISORY GROUP, LLC

CRD 285596

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b75da34-4cf7-47d0-9c10-58f42d6c5fea

Data as of Jul 2, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 2
Observed: Oct 7, 2016 to Jul 2, 2019
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

RIA / Wealth Managementidentity

LEGACY ADVISORY GROUP

Registered adviser · shared crd

Venture Capitalidentity

Legacy Advisory Group

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $34.8MItem 5.F on the latest filing (2019-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $11.1M
Private client RAUM: $34.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 283
Individual clients: 39
High net worth clients: 7
SEC number: 801-108524
CRD: 285596
Filings on the tape: 7
First filed: Oct 7, 2016
Latest filed: Jul 2, 2019
Organised: Limited Liability Company, Kansas

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
Lwc	Venture Capital Fund	$1.0M	Apr 3, 2017	7	Oct 7, 2016	dropped	n/a
Ltv	Venture Capital Fund	$330,000	Apr 3, 2017	8	Oct 7, 2016	dropped	n/a
Lll	Venture Capital Fund	$280,000	Apr 3, 2017	5	Oct 7, 2016	dropped	n/a
Ldl	Venture Capital Fund	$275,000	Apr 3, 2017	3	Oct 7, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KYNION, JACK	MANAGER DIRECTOR AND CHIEF COMPLIANCE OFFICER	Na	yes	09/2016	Oct 7, 2016	Jul 2, 2019
KYNION, VALERIE, ANN	Owner	E	yes	09/2016	Oct 7, 2016	Jul 2, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JACK KYNION III	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jul 2, 2019	$34.8M	$11.1M	4	3	0	n/a	n/a
2017	Jun 28, 2018	$49.0M	$47.0M	4	3	0	n/a	n/a
2016	Apr 3, 2017	$101M	$25.0M	4	3	n/a	4	$1.9M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$34.8M	$49.0M	-29.0%	n/a	n/a	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEGACY ADVISORY LIMITED COMPANY	2	Dec 31, 2019	Aug 23, 2019	OVERLAND PARK, KS	Team lift out	RIA to state RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEGACY ADVISORY GROUP	2	Dec 31, 2016	Dec 15, 2016	OVERLAND PARK, KS	Channel change	Other	100.0%

Relationships

Controls (2)

← KYNION, JACKOwnerMANAGER DIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 7, 2016 to presentfactForm ADV
← KYNION, VALERIE, ANNOwnerOWNER, ownership code E, individual
Oct 7, 2016 to presentfactForm ADV

Registered with (3)

← BLAKE AUSTIN STANLEYAdvisorregistration: previous registration
Dec 15, 2016 to Dec 31, 2019factForm ADV
← JACK KYNIONAdvisorregistration: previous registration
Dec 15, 2016 to Dec 31, 2019factForm ADV
← KEITH DUANE HANSONAdvisorregistration: previous registration
Dec 15, 2016 to Jul 5, 2018factForm ADV

Moved with (2)

→ LEGACY ADVISORY LIMITED COMPANYRegistered adviser2 advisors, team lift out, same day
Dec 31, 2019 to Aug 23, 2019factForm ADV
← LEGACY ADVISORY GROUPRegistered adviser2 advisors, team lift out, same day
Dec 31, 2016 to Dec 15, 2016factForm ADV

Advises (4)

→ LDLPrivate fundVenture Capital Fund, IA, no longer reported
Oct 7, 2016 to Apr 3, 2017factForm ADV
→ LLLPrivate fundVenture Capital Fund, IA, no longer reported
Oct 7, 2016 to Apr 3, 2017factForm ADV
→ LTVPrivate fundVenture Capital Fund, IA, no longer reported
Oct 7, 2016 to Apr 3, 2017factForm ADV
→ LWCPrivate fundVenture Capital Fund, IA, no longer reported
Oct 7, 2016 to Apr 3, 2017factForm ADV

Dated events

Occurred
Oct 7, 2016
Succession filed (Item 4)
Legacy Advisory Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Oct 7, 2016
First Form ADV filing
Legacy Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9b75da34-4cf7-47d0-9c10-58f42d6c5fea
First observed: Oct 7, 2016
Last observed: Jul 2, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY ADVISORY GROUP, LLC

CRD 285596

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9b75da34-4cf7-47d0-9c10-58f42d6c5fea

Data as of Jul 2, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

Lwc

Venture Capital Fund

$1.0M

Apr 3, 2017

Oct 7, 2016

dropped

n/a

Ltv

Venture Capital Fund

$330,000

Apr 3, 2017

Oct 7, 2016

dropped

n/a

Lll

Venture Capital Fund

$280,000

Apr 3, 2017

Oct 7, 2016

dropped

n/a

Ldl

Venture Capital Fund

$275,000

Apr 3, 2017

Oct 7, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KYNION, JACK

MANAGER DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

09/2016

Oct 7, 2016

Jul 2, 2019

KYNION, VALERIE, ANN

Owner

yes

09/2016

Oct 7, 2016

Jul 2, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JACK KYNION III

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jul 2, 2019

$34.8M

$11.1M

n/a

2017

Jun 28, 2018

$49.0M

$47.0M

n/a

2016

Apr 3, 2017

$101M

$25.0M

n/a

$1.9M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$34.8M

$49.0M

-29.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEGACY ADVISORY LIMITED COMPANY

Dec 31, 2019

Aug 23, 2019

OVERLAND PARK, KS

Team lift out

RIA to state RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEGACY ADVISORY GROUP

Dec 31, 2016

Dec 15, 2016

OVERLAND PARK, KS

Channel change

Other

100.0%