DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)21 years in industry

JILL ALICIA LELAND

Advisor at PRINCIPAL SECURITIES, INC.

CORPUS CHRISTI, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1a429d3a-3891-5bbb-5e4d-455dfcddcc00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Feb 11, 2005
First registration: Jun 12, 2007
Dual registered: yes, broker-dealer
Other names: JILL ADAMS|JILL ALICIA PHILLIPS|JILL ALICIA WILLIAMS
IAPD individual key: 4907093

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 17, 2020	n/a	yes	CORPUS CHRISTI, TX	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 7, 2017	Jun 3, 2020	no	CORPUS CHRISTI, TX	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 10, 2014	Oct 31, 2015	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jan 2, 2009	Mar 27, 2014	no	SAN ANTONIO, TX\|ADDISON, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jun 12, 2007	Dec 31, 2008	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PRINCIPAL SECURITIES, INC.	Jun 3, 2020	Jun 17, 2020	14	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 31, 2015	Apr 7, 2017	524	Firm change after gap	Other
USAA FINANCIAL PLANNING SERVICES	ADVICE AND PLANNING SERVICES	Mar 27, 2014	Apr 10, 2014	14	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	USAA FINANCIAL PLANNING SERVICES	Dec 31, 2008	Jan 2, 2009	2	Bulk transfer	Other

Relationships

Registered with (5)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Jun 17, 2020 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 7, 2017 to Jun 3, 2020factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 10, 2014 to Oct 31, 2015factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jan 2, 2009 to Mar 27, 2014factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jun 12, 2007 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.