DFX Intelligence

A•• M••••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A•• M••••••• D•••••••

Advisor at M•• S••••••••• L••

Boston, MA | New York, NY

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Search this name across graphsid dfx:ria:1a461e85-491b-19a9-ead2-872647fe50da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	May 6, 2024	n/a	yes	Boston, MA\|New York, NY	Current employment
M••••••	Bd affiliated wealth	Nov 9, 2021	Jan 26, 2024	no	Highlands Ranch, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	M•• S••••••••• L••	Jan 26, 2024	May 6, 2024	101	Firm change	Other
S•••••• C•••••• M•••••••••	M••••••	Nov 1, 2021	Nov 9, 2021

Relationships

Registered with (3)

→ M•• S••••••••• L••Registered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Nov 9, 2021 to Jan 26, 2024factForm ADV
→ S•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Aug 20, 2018 to Nov 1, 2021factForm ADV

Dated events

Occurred
Jan 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1a461e85-491b-19a9-ead2-872647fe50da
First observed: Aug 20, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.