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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Patrick S Durham

Advisor at FIFTH THIRD SECURITIES, INC.

Ft. Lauderdale, FL | Riviera Beach, FL | Ft Lauderdale, FL | Boca Raton, FL

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Search this name across graphsid dfx:ria:1a4798f8-71e7-b21e-d8f9-0d2a16445cdf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 2
Exams: S63|S66
First exam: May 12, 2001
First registration: Jun 15, 2000
Dual registered: yes, broker-dealer
Other names: PATRICK S DURHAM|PATRICK DURHAM
IAPD individual key: 3081486

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jul 13, 2026	n/a	yes	Boca Raton, FL\|Ft. Lauderdale, FL\|Riviera Beach, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 28, 2025	n/a	yes	Boca Raton, FL\|Ft Lauderdale, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 7, 2020	Apr 27, 2025	no	POMPANO BEACH, FL\|POMPANO BEACH, FL\|Deerfield Beach, FL\|BOCA RATON, FL\|BOCA RATON, FL	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 1, 2018	Feb 14, 2020	no	BOCA RATON, FL\|WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 14, 2015	Oct 9, 2018	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Sep 28, 2015	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 9, 2008	Jun 1, 2009	no	BOCA RATON, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 15, 2000	Jun 26, 2008	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 27, 2025	Apr 28, 2025	1	Firm change	Wirehouse to ibd
RBC CAPITAL MARKETS, LLC	J.P. MORGAN SECURITIES LLC	Feb 14, 2020	Feb 7, 2020	-7	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Oct 9, 2018	Oct 1, 2018	-8	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Sep 28, 2015	Sep 14, 2015	-14	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Jun 26, 2008	Jun 9, 2008	-17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:31194:FL:2018-10-09	Oct 9, 2018	Oct 1, 2018	BOCA RATON, FL	Firm change
149777:19616:FL:2015-09-22	Sep 28, 2015	Sep 14, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (8)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 28, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 7, 2020 to Apr 27, 2025factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 1, 2018 to Feb 14, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 14, 2015 to Oct 9, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Sep 28, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 9, 2008 to Jun 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 15, 2000 to Jun 26, 2008factForm ADV

Dated events

Occurred
Apr 27, 2025
Advisor changed firm
Patrick S Durham left J.P. Morgan Securities Llc for Ameriprise Financial Services, Llc (registered 2025-04-28)
Form ADVobserved 5 days ago