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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst33 years in industry

RICHARD ALLAN THOMPSON

Advisor at RESONANT CAPITAL ADVISORS, LLC

Madison, WI

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Search this name across graphsid dfx:ria:1a48ec30-c6cf-43dc-3122-2738e809634e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RESONANT CAPITAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Dec 18, 1992
First registration: Mar 24, 2004
Dual registered: no
IAPD individual key: 2293210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RESONANT CAPITAL ADVISORS, LLC	Independent wealth	Oct 23, 2018	n/a	yes	Madison, WI	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Dec 18, 2018	no	MADISON, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Jul 12, 2012	Feb 15, 2018	no	MADISON, WI\|APPLETON, WI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 17, 2012	no	Middleton, WI	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	MADISON, WI	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 13, 2004	Apr 2, 2007	no	MADISON, WI\|MADISON, WI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 24, 2004	Aug 18, 2004	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RESONANT CAPITAL ADVISORS, LLC	Dec 18, 2018	Oct 23, 2018	-56	Firm change after gap	RIA to new firm
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 15, 2018	Feb 14, 2018	-1	Bulk transfer	Ibd to RIA
MORGAN STANLEY	SII INVESTMENTS, INC.	Jul 17, 2012	Jul 12, 2012	-5	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY DW INC.	Aug 18, 2004	Aug 13, 2004	-5	Firm change	Other

Relationships

Registered with (7)

→ RESONANT CAPITAL ADVISORS, LLCRegistered adviserregistration: current employment
Oct 23, 2018 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Dec 18, 2018factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 12, 2012 to Feb 15, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 17, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 13, 2004 to Apr 2, 2007factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 24, 2004 to Aug 18, 2004factForm ADV

Dated events

No dated event names this entity yet.