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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Shane Timothy Twomey

Advisor at ROCKEFELLER CAPITAL MANAGEMENT

RESTON, VA | Arlington, VA | Bethesda, MD | ATLANTA, GA

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Search this name across graphsid dfx:ria:1a522a95-28ae-c2cf-32be-02ddd96334f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKEFELLER CAPITAL MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 3
Exams: S66
First exam: Jun 26, 2023
First registration: Jun 22, 2001
Dual registered: yes, broker-dealer
Other names: SHANE T TWOMEY
IAPD individual key: 3028500

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Aug 7, 2024	n/a	yes	Arlington, VA	Current employment
ROCKEFELLER CAPITAL MANAGEMENT	Bd affiliated wealth	Jun 28, 2023	n/a	yes	Bethesda, MD\|ATLANTA, GA\|Arlington, VA\|RESTON, VA	Current employment
AOG WEALTH MANAGEMENT	Former SEC adviser	Oct 8, 2014	Jul 20, 2016	no	RESTON, VA	Previous registration
WADDELL & REED	Former SEC adviser	Jan 2, 2013	May 9, 2013	no	VIENNA, VA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 23, 2013	no	Washington, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	WASHINGTON, DC	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 12, 2004	Apr 2, 2007	no	BETHESDA, MD\|WASHINGTON, DC\|BETHESDA, MD	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jun 22, 2001	Jul 11, 2003	no	GAITHERSBURG, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AOG WEALTH MANAGEMENT	ROCKEFELLER CAPITAL MANAGEMENT	Jul 20, 2016	Jun 28, 2023	2,534	Firm change after gap	Other
WADDELL & REED	AOG WEALTH MANAGEMENT	May 9, 2013	Oct 8, 2014	517	Firm change after gap	Other
MORGAN STANLEY	WADDELL & REED	Jan 23, 2013	Jan 2, 2013	-21	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
LEGG MASON WOOD WALKER, INCORPORATED	MORGAN STANLEY DW INC.	Jul 11, 2003	Mar 12, 2004	245	Firm change	Other

Relationships

Registered with (8)

→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ ROCKEFELLER CAPITAL MANAGEMENTRegistered adviserregistration: current employment
Jun 28, 2023 to presentfactForm ADV
→ AOG WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 8, 2014 to Jul 20, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 2, 2013 to May 9, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 23, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 12, 2004 to Apr 2, 2007factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jun 22, 2001 to Jul 11, 2003factForm ADV

Dated events

No dated event names this entity yet.