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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

AOG WEALTH MANAGEMENT

ALPHA OMEGA GROUP, INC., CRD 159026

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:419c1cd3-7c40-b45d-3380-2171097fec04

Data as of Mar 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 15
On other graphs: 0
Observed: Mar 5, 2013 to Mar 23, 2025
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-77736
CIK: 1802876
CRD: 159026
Filings on the tape: 28
First filed: Mar 5, 2013
Latest filed: Mar 23, 2025
Organised: Corporation, VA
Website: aogwealth.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AOG INSTITUTIONAL DIVERSIFIED MASTER FUND	Other Private Fund	$15.2M	Dec 20, 2022	0	Mar 30, 2022	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAERENZ, FREDERICK, PETER	Trustee	F	yes	03/2017	Mar 5, 2013	May 10, 2024
BAERENZ, FREDERICK, PETER	President	Na	yes	05/2000	Mar 5, 2013	May 10, 2024
ORTLIP, JAMES, THOMAS	Cio	A	yes	06/2019	Mar 5, 2013	May 10, 2024
THE BAERENZ FAMILY TRUST DATED 2/25/2021	Shareholder	E	yes	03/2017	Mar 30, 2022	May 10, 2024
WHITLOCK, MICHELLE, LAUREN	CHIEF FINANCIAL OFFICER	Na	yes	03/2017	Mar 28, 2017	May 10, 2024
HADAWAY, JAMES, RUSSELL	CHIEF COMPLIANCE OFFICER	Na	no	01/2020	Feb 1, 2021	May 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 23, 2025	$0	$0	1	1	3	n/a	n/a
2023	Mar 26, 2024	$341M	$341M	12	8	3	n/a	n/a
2022	Mar 31, 2023	$305M	$305M	13	6	2	n/a	n/a
2021	Mar 30, 2022	$270M	$267M	11	5	2	1	$15.2M
2020	Feb 1, 2021	$262M	$225M	8	5	0	n/a	n/a
2019	Mar 30, 2020	$233M	$173M	9	6	0	n/a	n/a
2018	Mar 20, 2019	$227M	$176M	11	7	0	n/a	n/a
2017	Mar 20, 2018	$213M	$118M	11	4	0	n/a	n/a
2016	Mar 28, 2017	$187M	$106M	11	4	n/a	n/a	n/a
2015	Mar 7, 2016	$157M	$69.2M	11	5	n/a	n/a	n/a
2014	Mar 24, 2015	$152M	$77.3M	11	5	n/a	n/a	n/a
2013	Mar 31, 2014	$129M	$68.0M	10	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$341M	-100.0%	$270M	n/a	1	12	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F L PUTNAM INVESTMENT MANAGEMENT CO.	5	Mar 7, 2025	Mar 26, 2025	RESTON, VA	Firm absorbed	RIA to RIA	71.4%

Relationships

Registered with (9)

← FREDERICK PETER BAERENZAdvisorregistration: previous registration
May 3, 2013 to Jun 30, 2025factForm ADV
← JAMES THOMAS ORTLIPAdvisorregistration: previous registration
May 3, 2013 to Mar 7, 2025factForm ADV
← AMANDA MICHELE PFEIFLEAdvisorregistration: previous registration
Sep 11, 2023 to Mar 7, 2025factForm ADV
← AARON JAY ROSENAdvisorregistration: previous registration
Jun 30, 2023 to Mar 7, 2025factForm ADV
← SARAH LYDIA GRACE GOSSELINAdvisorregistration: previous registration
Sep 4, 2018 to Mar 7, 2025factForm ADV
← Erin Melissa HoltAdvisorregistration: previous registration
Nov 12, 2018 to Mar 7, 2025factForm ADV
← Susan Marie WhiteAdvisorregistration: previous registration
Oct 23, 2023 to Mar 7, 2025factForm ADV
← JOSEPH S YOONAdvisorregistration: previous registration
Mar 8, 2019 to Jan 11, 2021factForm ADV
← Shane Timothy TwomeyAdvisorregistration: previous registration
Oct 8, 2014 to Jul 20, 2016factForm ADV

Moved with (1)

→ F L PUTNAM INVESTMENT MANAGEMENT CO.Registered adviser5 advisors, firm absorbed, same day
Mar 7, 2025 to Mar 26, 2025factForm ADV

Controls (4)

← BAERENZ, FREDERICK, PETEROwnerTRUSTEE, ownership code F, individual
Mar 5, 2013 to May 10, 2024factForm ADV
← ORTLIP, JAMES, THOMASOwnerCIO, ownership code A, individual
Mar 5, 2013 to May 10, 2024factForm ADV
← WHITLOCK, MICHELLE, LAURENOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2017 to May 10, 2024factForm ADV
← THE BAERENZ FAMILY TRUST DATED 2/25/2021OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2022 to May 10, 2024factForm ADV

Owns (1)

← HADAWAY, JAMES, RUSSELLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 1, 2021 to May 10, 2024factForm ADV

Advises (1)

→ AOG INSTITUTIONAL DIVERSIFIED MASTER FUNDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2022 to Dec 20, 2022factForm ADV

Dated events

Occurred
Jul 1, 2025
Left the SEC roster
Aog Wealth Management no longer on the SEC adviser roster (last listed 2025-06-02)
Form ADVobserved 5 days ago
0 USD_RAUM
Occurred
Jun 30, 2025
Advisor changed firm
Frederick Peter Baerenz left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-07)
Form ADVobserved 5 days ago
Occurred
Mar 23, 2025
Regulatory AUM changed
Aog Wealth Management reported RAUM $0, down 100% from $341.3M (2024-05-10 to 2025-03-23)
Form ADVobserved 5 days ago
$-341M
Occurred
Mar 7, 2025
Firm absorbed
Aog Wealth Management's advisors moved to F L Putnam Investment Management CO. (Reston, VA): 5 of 7 registered, on the same day
Form ADVobserved 5 days ago
5 advisors
Occurred
Mar 7, 2025
Advisor changed firm
Erin Melissa Holt left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Sarah Lydia Grace Gosselin left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Susan Marie White left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2025
Advisor changed firm
James Thomas Ortlip left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-26)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Amanda Michele Pfeifle left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Aaron Jay Rosen left Aog Wealth Management for F L Putnam Investment Management Co. (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2021
Control person left
S Joseph Yoon (Chief Compliance Officer) no longer on Schedule A of Aog Wealth Management (listed 2020-09-10, absent 2021-02-01)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2021
Control person joined
Russell James Hadaway (Chief Compliance Officer) appeared on Schedule A of Aog Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
Thomas James Ortlip (Cio) appeared on Schedule A of Aog Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Control person joined
S Joseph Yoon (Chief Compliance Officer) appeared on Schedule A of Aog Wealth Management
Form ADVobserved 5 days ago
Occurred
Mar 5, 2013
First Form ADV filing
Aog Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:419c1cd3-7c40-b45d-3380-2171097fec04
First observed: Mar 5, 2013
Last observed: Mar 23, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AOG WEALTH MANAGEMENT

ALPHA OMEGA GROUP, INC., CRD 159026

RESTON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:419c1cd3-7c40-b45d-3380-2171097fec04

Data as of Mar 23, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AOG INSTITUTIONAL DIVERSIFIED MASTER FUND

Other Private Fund

$15.2M

Dec 20, 2022

Mar 30, 2022

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAERENZ, FREDERICK, PETER

Trustee

yes

03/2017

Mar 5, 2013

May 10, 2024

BAERENZ, FREDERICK, PETER

President

yes

05/2000

Mar 5, 2013

May 10, 2024

ORTLIP, JAMES, THOMAS

Cio

yes

06/2019

Mar 5, 2013

May 10, 2024

THE BAERENZ FAMILY TRUST DATED 2/25/2021

Shareholder

yes

03/2017

Mar 30, 2022

May 10, 2024

WHITLOCK, MICHELLE, LAUREN

CHIEF FINANCIAL OFFICER

yes

03/2017

Mar 28, 2017

May 10, 2024

HADAWAY, JAMES, RUSSELL

CHIEF COMPLIANCE OFFICER

01/2020

Feb 1, 2021

May 10, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 23, 2025

n/a

2023

Mar 26, 2024

$341M

n/a

2022

Mar 31, 2023

$305M

n/a

2021

Mar 30, 2022

$270M

$267M

$15.2M

2020

Feb 1, 2021

$262M

$225M

n/a

2019

Mar 30, 2020

$233M

$173M

n/a

2018

Mar 20, 2019

$227M

$176M

n/a

2017

Mar 20, 2018

$213M

$118M

n/a

2016

Mar 28, 2017

$187M

$106M

n/a

2015

Mar 7, 2016

$157M

$69.2M

n/a

2014

Mar 24, 2015

$152M

$77.3M

n/a

2013

Mar 31, 2014

$129M

$68.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$341M

-100.0%

$270M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

F L PUTNAM INVESTMENT MANAGEMENT CO.

Mar 7, 2025

Mar 26, 2025

RESTON, VA

Firm absorbed

RIA to RIA

71.4%