DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at T•• A•••••••• G••••
Worchester, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• A•••••••• G•••• | Bd affiliated wealth | Aug 20, 2024 | n/a | yes | Worchester, MA | Current employment |
| I••••••••• W••••• C••••••• L•• | Independent wealth | Feb 2, 2018 | Aug 20, 2024 | no | Worcester, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• W••••• C••••••• L•• | T•• A•••••••• G•••• | Aug 20, 2024 | Aug 20, 2024 | 0 | Firm change | RIA to ibd |
| M•••••• | M•• F•••••••• S•••••••• I••• | Feb 10, 2020 | Jan 2, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 284656:305585:MA:2024-08-20 | Aug 20, 2024 | Aug 20, 2024 | WORCESTER, MA | Firm change |
| 151664:14251:KS:2020-01-31 | Feb 10, 2020 | Jan 2, 2015 | OVERLAND PARK,, KS | Firm change after gap |
| 10409:284656:MA:2018-02-05 | Feb 5, 2018 | Feb 2, 2018 | WORCESTER, MA | Firm change |
| 615:151664:MA:2015-01-02 | Jan 2, 2015 | Apr 20, 2011 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Feb 5, 2018 | no | LEOMINSTER, MA|WORCESTER, MA | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | LEOMINSTER, MA|WORCESTER, MA|WORCESTER, MA | Previous registration |
| M•••••• | Independent wealth | Apr 20, 2011 | Feb 10, 2020 | no | OVERLAND PARK,, KS | Previous registration |
| N•• E•••••• S••••••••• C••••••••• | Former SEC adviser | Aug 18, 2008 | Jan 2, 2015 | no | WORCESTER, MA|WORCESTER, MA|LEOMINSTER, MA | Previous registration |
| -1,865 |
| Firm change after gap |
| Other |
| M•• I•••••••• S•••••••• L•• | I••••••••• W••••• C••••••• L•• | Feb 5, 2018 | Feb 2, 2018 | -3 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N•• E•••••• S••••••••• C••••••••• | M•••••• | Jan 2, 2015 | Apr 20, 2011 | -1,353 | Firm change after gap | Other |
| LEOMINSTER, MA |
| Firm change after gap |