DFX Intelligence

R••••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

R••••••• R•••••••••

Advisor at C••••••• S••••••••• I•••

••• Locked

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Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Feb 24, 2012 to Sep 23, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Feb 6, 2024	n/a	yes	CONSHOHOCKEN, PA\|IRVINGTON, NJ\|NEWARK, NJ\|NEWARK, NJ	Current employment
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Oct 20, 2023	Feb 9, 2024	no	Chatham, NJ\|Marlton, NJ

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
T• P•••••• C••••• W••••• L••	C••••••• S••••••••• I•••	Feb 9, 2024	Feb 6, 2024	-3	Firm change	Ibd to ibd
P•••• S••••••••• L••	T• P•••••• C••••• W••••• L••	Oct 18, 2023	Oct 20, 2023

Relationships

Registered with (5)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 6, 2024 to presentfactForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserregistration: previous registration
Oct 20, 2023 to Feb 9, 2024factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 15, 2022 to Oct 18, 2023factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Order

Occurred
9 Feb 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
18 Oct 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
3 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 24, 2012
Last observed: Sep 23, 2026 23 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.